Financial Advisor Blog - Page 66 - Financial Advisor Transitions

Emojis in Financial Advisory: Industry Regulators Engage in Serious Deba...

June 19th, 2023

Emojis are widely accepted among advisors as a quick way to show enthusiasm or add a friendly tone to their messages.

Commonwealth Acquires $881M Firm From Securian Financial

June 16th, 2023

Commonwealth Financial Network has acquired Foundations Financial Partners from Securian Financial.

UBS Completes Takeover of Credit Suisse, Forming Global Wealth Managemen...

June 15th, 2023

UBS has successfully acquired Credit Suisse, resulting in the formation of a prominent global wealth-management powerhouse.

Former GPB Capital Executive Pleads Guilty To Fraud

June 14th, 2023

Jeffrey Lash, former GPB Capital Holdings managing director, has pled guilty to a single count of wire fraud in connection with an alleged $1.8 bil...

15 Events to Impress Clients: A Guide for Financial Professionals

June 13th, 2023

When advisors offer unique and enjoyable experiences, they increase the opportunities to enhance their relationships and attract new clients.

Wells Fargo Expands Focus On Its Independent Advisor Channel

June 12th, 2023

Wells Fargo's independent advisor channel is growing at a faster rate compared to its traditional employee channel known as the Private Client Grou...

Raymond James Executives Embrace the Launch of Private Wealth Group and ...

June 9th, 2023

Raymond James Financial is fully embracing its newly established "private wealth" division and aims to have approximately 500 advisors designated u...

Lodging Fund REIT III Faces Leadership Change as CEO Resigns

June 8th, 2023

Corey Maple, chief executive officer of Lodging Fund REIT III Inc., has resigned but will continue to serve as chairman of the board of directors.

Florida Couple Files Action Against Firm in the Wake of Deceased Advisor...

June 7th, 2023

A Florida couple has alleged that the advisory firm they hired, Crew Capital Group, failed to supervise their now-deceased friend and former adviso...

Merrill Lynch Team Joins Morgan Stanley Amid Pay Cuts

June 6th, 2023

Two advisors, who spent the entirety of their careers at Merrill Lynch, have departed to join Morgan Stanley's Alabama office.