Financial Advisor Blog - Page 67 - Financial Advisor Transitions

Wells Fargo To Conceal Its Advisor Headcount

April 24th, 2023

Wells Fargo has announced that it will join its wirehouse peers and no longer report its advisor headcount.

Advisors Frustrated With Hiring Freeze As B of A Focuses on Headcount

April 21st, 2023

Merrill Lynch is adhering to its parent Bank of America's enterprise-wide commitment to bar any increase in overall headcount.

Real Estate ETFs Struggle Alongside REITs

April 20th, 2023

Real estate exchange-traded funds (ETFs) are experiencing a 25 percent decline in returns as declines in the publicly traded REIT sector drag them ...

UBS Lays Off Client Associates At Multiple Branches

April 19th, 2023

Cuts to the client associate sector began in mid-March.

Advisor Group Considering Rebrand

April 18th, 2023

Advisor Group has announced its intention to rebrand as part of a push by the private equity-owned network of independent broker-dealers towards an...

UPREIT Transactions Emerging As The Newest Darling of The REIT World

April 17th, 2023

Delaware Statutory Trusts (DSTs)and Real Estate Investment Trusts (REITs) have grown in popularity since the 2007-2009 economic crisis.

Major Changes Underway To CFA Institute Testing Program

April 14th, 2023

The CFA Institute, responsible for creating the curriculum, code of ethics, and exams that underlie the Chartered Financial Analyst designation, re...

Wells Fargo Advisors $2 Billion Recruiting Loan Balance

April 13th, 2023

As Wells Fargo Advisors has increased its hiring efforts, its $2 billion loan balance remains unchanged.

Common Practice Management Mistakes Advisors Should Avoid

April 12th, 2023

Penny Phillips, the co-founder and president of Journey Strategic Wealth, shared with WealthManagment.com four common practice management mistakes ...

CFP Board Launches New Ad Campaign

April 11th, 2023

The Certified Financial Planner Board (CFP Board) has begun running a new advertisement campaign following the Board's decision to grant the organi...