Financial Advisor blog

How Technology Is Helping Advisors Convert Prospects Into Clients

May 19th, 2022
Despite the plethora of digital tools on the market allowing advisors to contact and manage prospective clients, a recent survey finds that less th...

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Avantax Shifts Recruiting Focus To Tenured Advisors

May 18th, 2022
Avantax Wealth Management added 85 advisors in the first quarter to both its traditional independent broker-dealer and its RIA, Avantax Planning Pa...

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FINRA Extends Registration Qualification Window to Five Years

May 17th, 2022
The Financial Industry Regulatory Authority (FINRA) has extended the registration qualification window for individuals to register with another fir...

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The Best-Paying Areas for Financial Advisors 2022

May 16th, 2022
The majority of financial advisors fall into the 90th percentile of United States workers in terms of average annual earnings. In its most recent s...

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Independent Broker-Dealers Experienced Fee Revenue Surge in 2021

May 13th, 2022
The fee revenue surge represents a notable achievement for an industry that less than a decade ago derived the majority of its revenue from commiss...

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Ten Things Advisors Can Do To Boost Business

May 12th, 2022
Bryce Sanders of ThinkAdvisor.com has shared his thoughts regarding boosting business, and they are worth sharing. According to Sanders, there are...

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Snapshot of the Broker-Dealer Industry in Five Charts

May 11th, 2022
The Financial Industry Regulatory Authority (FINRA) released its annual Industry Snapshot, a statistical report on the brokerage firms, registered ...

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LPL reaches 20,000 Advisor HeadCount Milestone

May 10th, 2022
LPL Financial announced it has reached more than 20,000 working and registered financial advisors across its platforms. LPL's senior management sha...

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UBS To Make Changes To Account-Size Threshold

May 9th, 2022
UBS Wealth Management USA announced it is increasing its account-size threshold. The change is expected to take effect on June 30, amid UBS's goal ...

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Market Volatility Makes For More Challenging Recruiting Environment

May 6th, 2022
Clients, and their advisors, hesitate to make changes during volatile market times.

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Blog

How Technology Is Helping Advisors Convert Prospects Into Clients

May 19th, 2022
Despite the plethora of digital tools on the market allowing advisors to contact and manage prospective clients, a recent survey finds that less th...

Read More

Avantax Shifts Recruiting Focus To Tenured Advisors

May 18th, 2022
Avantax Wealth Management added 85 advisors in the first quarter to both its traditional independent broker-dealer and its RIA, Avantax Planning Pa...

Read More

FINRA Extends Registration Qualification Window to Five Years

May 17th, 2022
The Financial Industry Regulatory Authority (FINRA) has extended the registration qualification window for individuals to register with another fir...

Read More