Financial Advisor blog

Citi Defends Itself In Lawsuits Against Large Teams That Have Joined Com...

December 3rd, 2021
Citigroup Inc. currently has at least four lawsuits in New York state court against large teams in its Personal Wealth Management unit.

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RIA Aggregator Secrets: What They Don't Want You to Know

December 2nd, 2021
According to WealthManagment.com, there is no better time for Registered Investment Advisors (RIAs) to sell their practices.

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Advisors are no exception to the "Great Resignation"

December 1st, 2021
According to Investment News, early exit decisions are being driven by the freedom afforded by remote work arrangements.

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Former J.P. Morgan Rep Claimed Gardening Business In Order to Receive CO...

November 30th, 2021
Kenny Mejia has been sanctioned by the Financial Industry Regulatory Authority (FINRA) after improperly applying for and receiving a COVID-19 Econo...

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Cetera Launches New Advisor Growth Program

November 29th, 2021
Earlier this month, Cetera Financial Group launched Growth360.Growth360 is a new peer-based benchmarking methodology and strategic framework.

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Morgan Stanley to Allow Wealthiest Clients to Invest in Private Companies

November 24th, 2021
According to ThinkAdvisor, Morgan Stanley has created a private-share program that enables wealthy clients to invest directly in privately held com...

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New Pay Grids at Merrill Lynch and J.P. Morgan Advisors

November 23rd, 2021
Merrill Lynch and J.P. Morgan Advisors unveiled compensation grids for next year that their firms are promoting as modern and stable.

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LPL Continues to Sign Deals to Provide Services to Banks and Credit Unions

November 22nd, 2021
LPL Financial (LPL) continues to search and secure outposts in the bank broker market.

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Raymond James' Recruiting Efforts Continues to Bear Fruit, Leading to Re...

November 19th, 2021
After a recruiting slump this summer, Raymond James' Private Client Group division reached 8,482 brokers at the end of September, a net gain of 3 p...

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The Latest Data on Advisor Movement

November 18th, 2021
According to George Moriarty at InvestmentNews, advisors are always on the move, and many are opting to go the independent route.

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Blog

Citi Defends Itself In Lawsuits Against Large Teams That Have Joined Com...

December 3rd, 2021
Citigroup Inc. currently has at least four lawsuits in New York state court against large teams in its Personal Wealth Management unit.

Read More

RIA Aggregator Secrets: What They Don't Want You to Know

December 2nd, 2021
According to WealthManagment.com, there is no better time for Registered Investment Advisors (RIAs) to sell their practices.

Read More

Advisors are no exception to the "Great Resignation"

December 1st, 2021
According to Investment News, early exit decisions are being driven by the freedom afforded by remote work arrangements.

Read More