Financial Advisor Blog - Page 65 - Financial Advisor Transitions

Strategies for Retention, Compensation, and Staffing for UHNW Clients

May 22nd, 2023

For Ultra High Net Worth (UHNW) clients, advisors may be interested in Morgan Stanley's recent release of the Estate and Household Staff Compensati...

Unveiling the Top Five Earners: 2023 Highest Paid Broker Executives

May 19th, 2023

Business Insurance.com compiled a comprehensive list of the highest-paid executives at the largest publicly listed insurance brokerages for 2023.

JPMorgan Focuses On Capturing First Republic's Wealthy Clientele

May 18th, 2023

JP Morgan's acquisition of First Republic has led to a significant opportunity to increase the bank's affluent clientele.

Edward Jones Experiences Uptick In Advisor Headcount

May 17th, 2023

Edward Jones is making significant strides in increasing its headcount as it works to meet its annual hiring goal.

First Republic Advisors Express Concern Over Cultural Misalignment Amid ...

May 16th, 2023

The acquisition of First Republic by JP Morgan Chase has not only brought about changes in the financial landscape but has also created a unique si...

LPL's Profits Surge In First Quarter

May 15th, 2023

LPL Financial has experienced a significant profit surge during the first quarter of the year, primarily attributed to higher interest rates and th...

FINRA Reports Increase In Registered Advisors

May 12th, 2023

The Financial Industry Regulatory Authority (FINRA) has released its latest report on the state of the brokerage industry, revealing a significant ...

FINRA Fines Merril Lynch $1.4 Million Over "Do Not Call List" Violations

May 11th, 2023

The Financial Industry Regulatory Authority (FINRA) has fined Merrill Lynch $1.4 million for violating the do-not-call list rules.

How To Plan and Execute Successful Client Events

May 10th, 2023

Client events typically range from small and relatively brief gatherings to large multi-day conferences, playing important tactical roles, such as ...

Stifel Eyeing New Recruits As "High Payers" Depart

May 9th, 2023

Stifel Financial's Chief Executive Officer Ronald Kruszewski believes that current market conditions have created a window of opportunity for Stife...