Frequently Asked Questions

I signed a retention agreement. Do I need to wait to transition until my retention agreement has expired?

Not necessarily. Your transition options need to be reviewed.

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Ten Favorite Mnemonics of Financial Advisors

October 21st, 2021
According to, financial advisors can and do use memory aids used by advisors to help them serve clients.

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Merrill Lynch Strips Trainee Advisors of Their Client Books

October 20th, 2021
According to a spokesman at Merrill Lynch Management, around 200 prospective advisors have been stripped of their clients.

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Project Thunder Campaign Continues: Merrill Lynch Adds Mobile Tools, Ann...

October 19th, 2021
Merrill Lynch's Project Thunder campaign continues with its fifth round of updates.

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