Frequently Asked Questions

I signed a retention agreement. Do I need to wait to transition until my retention agreement has expired?

Not necessarily. Your transition options need to be reviewed.


Don't have the answer you're looking for?

Contact Us Today

Blog

FTX.com Assets Frozen By Bahamas Securities Commission

November 23rd, 2022
The Bahamas Securities Commission has announced that it will freeze FTX Digital Markets assets.

Read More

Uproar Results Over Advisor Being Sanctioned by CFP Board

November 22nd, 2022
Advisors are speaking out after one of their own, David R. Nute, a Seattle-based advisor, received a revocation of his Certified Financial Planning...

Read More

Morgan Stanley Freezes Accounts Amid Backlog

November 21st, 2022
Morgan Stanley recently informed advisors that they would have to close or freeze several accounts amid a due diligence backlog effective immediate...

Read More