Financial Advisor Blog - Page 56 - Financial Advisor Transitions

Edward Jones Embraces Teaming After a Century

July 12th, 2023

Edward D. Jones & Co., a company with a long history of single-broker branch offices, has introduced a pilot program that allows its 19,000 advisor...

FINRA Bars Veteran Chicago Advisor with Movie Production Side Job

July 11th, 2023

Helen Grace Caldwell, a former advisor with a decade of experience at Citigroup and Wells Fargo Advisors, has agreed to be barred by the Financial ...

The Importance of Client Time: J.D. Power Study Reveals Advisor Satisfac...

July 10th, 2023

According to a survey conducted by J.D. Power, 38% of 4,183 employee and independent financial advisors expressed that they have insufficient time ...

Preparing for Change: Credit Suisse Wealth Staff Urged to Update Resumes...

July 7th, 2023

Credit Suisse's private bankers have been instructed to update their resumes in anticipation of the upcoming selection process for new managers aft...

2023 Must-Read Summer Book Selections

July 6th, 2023

InvestmentNews has published its annual summer reading list.

Former Wirehouse Executive Robert McCann Criticizes Large Firms for Losi...

July 5th, 2023

According to Robert J. McCann, former head of UBS Wealth Management USA, certain major wealth management firms have lost sight of their priorities.

NAPFA Approves Membership for Advisors with Trailing Commissions

June 30th, 2023

NAPFA Approves Membership for Advisors with Trailing Commissions

Cerulli's Insight on Why 72% of Rookie Advisors Don't Make the Cut

June 29th, 2023

The financial services industry has long struggled with high dropout rates, with over 72% of trainees failing to become full-fledged advisors last ...

UBS Initiates Massive Workforce Reduction, Targeting Over 50% of Credit ...

June 28th, 2023

UBS Group AG is set to significantly reduce Credit Suisse Group AG's workforce by over 50% in the coming month following the emergency takeover of ...

Americans' Spending on Financial Services Surged by 14% in the Past Year

June 27th, 2023

According to new research by the Financial Health Network, Americans paid 14% more for financial services last year due to rising interest rates on...