Financial Advisor Blog - Page 54 - Financial Advisor Transitions

Research Finds Affluent Investors Increasingly Depend on Financial Advisors

November 2nd, 2023

Cerulli Associates recently released a report indicating that affluent investors rely more on their financial advisors and the firm expects that re...

Top Advisor Pay for $400K Producers

November 1st, 2023

Financial Planning analyzes base pay for advisors annually by examining payout rates for those generating $400,000 in production in 2023.

Third Quarter Growth Fuels Ameriprise's Success

October 31st, 2023

Ameriprise Financial announced a significant boost in its adjusted profits for the third quarter, attributing its success to a substantial expansio...

Raymond James Sets Records in Net Revenue and Earnings

October 30th, 2023

Raymond James Financial posted record annual net revenue and record net income for the past year, marking the third consecutive year of historic ac...

Adapting for Success: How Fund Firms Handling $100 Trillion Must Evolve ...

October 27th, 2023

Money managers across the $100 trillion asset management industry have grappled with a significant shift in investor preference for cheaper, passiv...

Merrill Lynch 2024 Compensation Plan

October 26th, 2023

Merrill Lynch's newly appointed co-heads announced that they are actively responding to their sales force's feedback and making significant changes...

Latest Moves in Expanding the RIA Landscape

October 25th, 2023

Activity in the RIA space remains robust, with notable acquisitions and expansion efforts.

Commonwealth's Strategic Growth Plan Includes Deepening Custodial Ties w...

October 24th, 2023

Commonwealth Financial Network primarily uses National Financial Services (Fidelity) for custodial services for its approximately $270 billion in a...

J.P. Morgan's 2024 Compensation Plan Changes

October 23rd, 2023

Next year, J.P. Morgan Advisors will adjust its compensation plan.

Financial Advisors Shift to FiNet Within Wells Fargo

October 20th, 2023

Wells Fargo Advisors has shifted its focus to the independent business model, according to a recent article in InvestmentNews.