Financial Advisor Blog - Page 50

Compensation for the $600,000 Producer at Leading Broker-Dealers in 2024

May 3rd, 2024
Financial Planning has conducted its annual review of base pay for advisors at both wirehouses and regional or national broker-dealers, focusing on...

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Independent Broker-Dealers Face Exodus to RIAs

May 2nd, 2024
Independent broker-dealers are grappling with a challenge: the departure of breakaway advisors to registered investment advisory (RIA) firms.

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CPA Exam Enhancements Reflect Growing Focus on Financial Planning

May 1st, 2024
Certified Public Accountants (CPAs) are witnessing a significant milestone in the profession's evolution.

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B. Riley Financial Releases Overdue Report, Faces Scrutiny Amid Accounti...

April 30th, 2024
B. Riley Financial Inc.'s stock witnessed a surge following the belated release of its annual report, providing both validation for its supporters ...

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Ameriprise CEO Discusses Competitive Financial Advisor Recruitment Lands...

April 29th, 2024
Ameriprise experienced a decline in net gains of financial advisors in 2023, reflecting the intense competition in the hiring market.

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More Firms Attract Multi-Billion Teams from J.P. Morgan Wealth Management

April 26th, 2024
Due to last year's regional bank crisis, J.P. Morgan Wealth Management is parting ways with two multi-billion-dollar teams.

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Goldman Sachs Transfers Robo-Investing Accounts to Betterment

April 25th, 2024
Goldman Sachs has announced its decision to transfer its robo-invested accounts to financial app company Betterment, marking a further move away fr...

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Former First Republic $3.5 Billion Advisor Team Moves from J.P. Morgan t...

April 24th, 2024
Bank of America announced that an advisor team overseeing $3.5 billion in client assets has joined the Merrill Private Wealth Management division f...

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JP Morgan Continues Defections by Former First Republic Bank Advisors Co...

April 23rd, 2024
JPMorgan Chase & Co. continues to face advisor defections, with teams departing to Citizens Financial Group, Cresset Capital Management, Wells Farg...

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Charles Schwab Implements Significant Workforce Reductions

April 22nd, 2024
Charles Schwab has undergone substantial workforce reductions, with 4,000 fewer employees than nine months prior, surpassing initial expectations.

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