Financial Advisor Blog - Page 58 - Financial Advisor Transitions

Wells Fargo Expands Focus On Its Independent Advisor Channel

June 12th, 2023

Wells Fargo's independent advisor channel is growing at a faster rate compared to its traditional employee channel known as the Private Client Grou...

Raymond James Executives Embrace the Launch of Private Wealth Group and ...

June 9th, 2023

Raymond James Financial is fully embracing its newly established "private wealth" division and aims to have approximately 500 advisors designated u...

Lodging Fund REIT III Faces Leadership Change as CEO Resigns

June 8th, 2023

Corey Maple, chief executive officer of Lodging Fund REIT III Inc., has resigned but will continue to serve as chairman of the board of directors.

Florida Couple Files Action Against Firm in the Wake of Deceased Advisor...

June 7th, 2023

A Florida couple has alleged that the advisory firm they hired, Crew Capital Group, failed to supervise their now-deceased friend and former adviso...

Merrill Lynch Team Joins Morgan Stanley Amid Pay Cuts

June 6th, 2023

Two advisors, who spent the entirety of their careers at Merrill Lynch, have departed to join Morgan Stanley's Alabama office.

Payout Rates in 2023 for Advisors with $2 Million Production

June 5th, 2023

FinancialPlanning.com continues its annual analysis of base pay for advisors with payout rates of $2,000,000 in production for 2023.

SEC Settles With Former Wells Senior Executive Over Misleading Investors

June 2nd, 2023

The Securities and Exchange Commission (SEC) has settled with the former head of Wells Fargo & Co.'s Community Bank, Carrie L. Tolstedt.

2023 Payout Rates For $1M Producers

June 1st, 2023

FinancialPlanning.com has released the third part of its annual analysis of base pay for advisors with payout rates of $1,000,000 in production for...

Best Payout Rates for Advisors with $400K Production in 2023

May 31st, 2023

FinancialPlanning.com has released its annual analysis of base pay for advisors with payout rates of $400,000 in production for 2023.

JP Morgan Dismisses At Least 1,000 First Republic Employees

May 30th, 2023

JP Morgan has informed at least 1,000 First Republic Bank employees that they will not join after JP Morgan's takeover.