Financial Advisor Blog - Page 58 - Financial Advisor Transitions

Financial Services Industry Expected to Reach $37.5 Trillion by 2027

September 5th, 2023

The latest report from the Business Research Company predicts that the global financial services sector will experience substantial growth in the n...

NASAA Unveils Exam Validity Extension Program

September 1st, 2023

The North American Securities Administrators Association (NASAA) has introduced the Exam Validity Extension Program (EVEP).

UBS Announces Workforce Reduction and Cost Savings Target of $10 Billion

August 31st, 2023

UBS Chief Executive Officer Sergio Ermotti announced that UBS will eliminate approximately 1,000 positions in Switzerland due to overlaps in domest...

Retirement-Ready Individuals Prefer Advisors Affiliated with National Firms

August 30th, 2023

Cerulli Associates' research shows that individuals nearing retirement (within a five-year timeframe) increasingly rely on advisors who can provide...

Goldman's Former United Capital Unit Finds New Home with Creative Planning

August 29th, 2023

Goldman Sachs Group Inc. has reached an agreement to sell an investment-advisory business targeting the mass-affluent market with approximately $29...

LPL Set to Acquire Prudential's $50 Billion Wealth Management Business

August 28th, 2023

LPL Financial Holdings Inc. and Prudential Financial Inc. announced that Prudential will transfer its retail brokerage and investment advisory asse...

The Factors Behind Client Departure from Their Financial Advisors

August 24th, 2023

Morningstar has released an article entitled, "Why Do Investors 'Break Up' With Their Financial Advisor?"

Schwab's Cost-Cutting Measures: Staff Layoffs and Office Closures Target...

August 23rd, 2023

Charles Schwab has announced plans to reduce its workforce, streamline services, and consolidate office locations, aiming to decrease annual operat...

LPL Study Unveils Strategies to Triple Revenue from $1M to $3M

August 22nd, 2023

LPL Business Solutions conducted a study examining the strategies utilized by top-performing advisors to achieve exceptional business results.

&Partners' Vision: Former Wells Fargo Chief Aims to Recruit 100 Advisors...

August 21st, 2023

Former head of Wells Fargo Advisors, David Kowach, is preparing to unveil a new firm called &Partners.