Financial Advisor Blog - Page 40 - Financial Advisor Transitions

Strategic Retirement Planning: Insights from J.P. Morgan's Sharon Carson

June 6th, 2024

Retirement researchers often highlight the challenges of achieving "phased" or "partial" retirements, noting that many individuals end up retiring ...

Florida Advisor Team Joins Steward Partners from Merrill Lynch

June 5th, 2024

A Florida-based advisory team has left Merrill Lynch after nearly four decades to join Steward Partners' W-2 model.

Focus Financial Partners Integrates Five Business Lines into The Colony ...

June 4th, 2024

Focus Financial Partners Inc., a network of wealth management and related financial services firms, announced that five U.S.-based business lines w...

Missouri Regulators Warn Advisors

June 3rd, 2024

Missouri has issued a warning to financial advisors regarding the use of popular wealth technology platforms that access client assets in accounts ...

The Impact of Gen Z on Wealth Transfer and Family Businesses

May 31st, 2024

A new report by EY highlights the significant influence of Generation Z, despite their relatively small proportion of the U.S. population.

FINRA Clarifies Remote Work Flexibility Amidst Office Return Concerns

May 31st, 2024

The Financial Industry Regulatory Authority (FINRA) has clarified that it is not responsible for Wall Street's push to bring workers and advisors b...

J.P. Morgan Launches New Wealth Management Tier

May 29th, 2024

One year after acquiring the failed First Republic Bank, JPMorgan Chase has introduced a new tier in its affluent-consumer wealth management services.

FINRA Reinstates In-Person Inspections for Branch Offices, Sparking Comp...

May 28th, 2024

Compliance officers are grappling with the expiration of FINRA's pandemic-era waiver on in-person inspections for branch offices, which ends on May...

Financial Advisors Increasingly Recommend Digital Assets to Clients

May 17th, 2024

A recent survey reveals a significant uptick in financial advisors planning to recommend digital assets to their clients.

Merrill Lynch Overhauls Brokerage Compensation Plan for 2024

May 16th, 2024

Merrill Lynch, spurred by insights gathered during a comprehensive 25-city listening tour, has announced significant revisions to its brokerage com...