Financial Advisor Blog - Page 86 - Financial Advisor Transitions

A $ 2.7 Million UBS Manager Wooed By Wells Fargo

April 13th, 2022

Wells Fargo continues to intensify its recruiting efforts, and it has attracted some multi-million-dollar producers from its competitors to show fr...

100% of Merrill Advisors To Be Added to Teams By 2030

April 12th, 2022

Merrill Lynch will begin to phase out the number of sole practitioners at the firm. According to Andy Sieg, president of the firm, "Clients simply ...

The Monte Carlo Simulation

April 11th, 2022

Monte Carlo simulations project what a client's performance may be in the future based on assumptions of projected returns from different asset cla...

Advisor Teams Depart Wirehouses for Dynasty Financial Partners and LPL F...

April 8th, 2022

Breakaway teams from Merril Lynch, UBS, and Morgan Stanley have left their wirehouses, according to AdvisorHub. Recently, a four-person Philadelph...

Flat Fees Gaining Ground With Advisors Critical of Asset-Based Fee Model

April 7th, 2022

Some in the financial advisory industry now are advocating for flat-fee models in lieu of asset based fees.

Summit Financial Cancels Deal for Fieldpoint Advisory Unit

April 6th, 2022

Summit's Chief Executive Stan Gregor said in a prepared statement to AdvisorHub, "After an extensive due diligence process, a mutual decision was m...

SEC's Climate Risk Disclosures

April 5th, 2022

The Securities and Exchange Commission (SEC) recently voted to advance a proposal on mandatory climate risk disclosures. The proposal is approximat...

J.P. Morgan Prepares Its Personal Advisors Program For Full Launch

April 4th, 2022

According to AdvisorHub, JPMorgan Chase's Personal Advisors program will fully open the program to the public by the end of this year. J.P. Morgan ...

Back To The Office: Firms Lay Out Plans To Return Advisors To Offices

April 1st, 2022

Many firms have made extensive plans to return employees to the office, only to have been stalled due to increases in Covid-19 cases. At long last,...

Securities America Continues to Lose Recruiters

March 31st, 2022

According to WealthManagement.com, Gary Bender, senior vice president of broker-dealer recruiting for Securities America (an Advisor Group broker-d...