Financial Advisor Blog - Page 87 - Financial Advisor Transitions

Advisory Fees Increase After Years of Decline

March 30th, 2022

According to data from Cerulli Associates, advisory fees increased on average 2.8 basis points from 2020 to 2021 for all investors. The data showed...

How To Effectively Communicate With Clients During a Transition

March 29th, 2022

A recent publication by a transition consultant offers good, non-legal advice to advisors transitioning from one firm to another.

Wealth Management's "Year in Transition"

March 28th, 2022

According to AdvisorHub, 2021 has been dubbed as "A Year in Transition" for the wealth management industry. As wirehouses continue to focus on incr...

Fieldpoint Advisors Leave Amid Impending Sale to Summit Financial

March 24th, 2022

According to AdvisorHub, six advisors managing over $500 million in assets have left Fieldpoint amid Fieldpoint's sale to Summit Financial.

Financial Industry Still Seeking Balance for Remote Work Options

March 23rd, 2022

As the Covid-19 global pandemic subsides several of the biggest names in wealth management are struggling to find what "normal" looks like. Accordi...

Fintech Startups Employing a New Strategy to Compete with RIAs

March 22nd, 2022

According to InvestmentNews, several fintech startups are buying books of business and hoping that "an advanced in-house tech stack is enough to lu...

Merrill Lynch Looks to Add More Veteran Financial Advisors

March 21st, 2022

According to InvestmentNews, Merrill Lynch will seek to recruit both younger and more selectively experienced advisors. Merrill Lynch intends to ad...

OSJs Must Do More to Stay Ahead of the Competition

March 18th, 2022

According to WealthManagment.com, a few offices of supervisory jurisdiction (OSJs) are moving past simply leveraging scale to acquire better deals ...

Morgan Stanley Sets 90 Day Limit on WFH

March 17th, 2022

According to AdvisorHub, as Morgan Stanley looks to get employees back in the office, the company has set a 90-day cap on remote work per year. Adv...

Edward Jones Plans to Hire 1,500 Advisors in 2022

March 15th, 2022

According to Financial Planning.com, Edward Jones has sustained a net loss in its U.S. headcount of financial advisors. The firm plans to hire arou...