Financial Advisor Blog - Page 85 - Financial Advisor Transitions

Interactive Brokers Adds New RIA Clients By Differentiating Itself From ...

April 28th, 2022

Interactive Brokers continues to successfully attract RIAs to its platform through several features that separate it from rivals. Steve Sanders, ex...

CFP Board Announces New Annual CFP® Certification Fee

April 27th, 2022

The Certified Financial Planner Board of Standards (CFP Board) approved CFP Board's 2022-2026 Strategic Plan. The plan includes an ambitious list o...

Four Types of Millennial Retirees, According to Schwab

April 26th, 2022

According to a study released this week by Charles Schwab, millennials have started saving for retirement in their mid-20s. Despite their early sav...

Morgan Stanley Advisor Teams Get Exclusive Access to E*Trade Referrals

April 25th, 2022

Teams have been popular among the wirehouses and other types of firms. Morgan Stanley encourages teams so much so that to receive referrals of weal...

LPL Launches Paraplanning Unit

April 22nd, 2022

According to InvestmentNews, LPL Financial has instituted a financial planning service for use by its affiliated and employee representatives.

2022 Top Ranked Firms Based On Advisor Satisfaction

April 20th, 2022

According to J.D. Power's 2022 U.S. Full Service Investor Satisfaction Study, investors value the digital channels their financial advisors provide...

Wells Fargo: Annualized Revenue Per Advisor Rises As Headcount Slips

April 19th, 2022

Wells Fargo & Co. reported that its financial advisor headcount continued to decline during the first three months of 2022. However, its annualized...

Recruiting Wars Intensify As Firms Search for the Best Women Advisors

April 18th, 2022

According to recruiters, competition for hiring female advisors among wealth management firms has become so intense that it has prompted better off...

Financial Literacy Among American Adults Very Low

April 15th, 2022

According to a study conducted jointly by the TIAA Institute and the Global Financial Literacy Excellence Center, more U.S. adults have a very low ...

Merrill Lynch Tells Advisors to "Return to Culture"

April 14th, 2022

Andy Sieg, President of Merrill Lynch Wealth Management wants advisors to do more than simply return to the office. Instead, he wants them to "retu...