Financial Advisor Blog - Page 85 - Financial Advisor Transitions

Advisor Group Launches Comprehensive Wellness Program

July 28th, 2022

Advisor Group's comprehensive wellness program is now available to its nearly 2,300 employees.

FPA Makes Title Protection Top Goal

July 27th, 2022

The Financial Planning Association (FPA) has announced a multi-year effort to secure the legal protection of the term "financial planner" via title...

Wirehouse Client Margin and Other Loan-Based Revenue Increase As Advisor...

July 26th, 2022

Second quarter earnings reports show that loan-based revenue is on the rise, according to wirehouse managers.

Ten Best Restaurants In The World For Advisors

July 25th, 2022

Dinners and lunches are a significant part of bringing new clients on board or meeting with current ones.

One-Size-Fits-All Client Rosters Fail To Represent Advisor's Client Base...

July 21st, 2022

According to an industry-wide survey, wealth-management practices serve 142 clients per producing or revenue-generating advisor. Despite the survey...

Wells Fargo Wealth Unit Now Entirely Different

July 20th, 2022

In recent months, Wells Fargo & Co's wealth management division has experienced several restructuring and management changes.

Advisor Headcount At Wells Fargo Advisors Showing Signs of Stability

July 19th, 2022

According to its second-quarter earnings report, annualized revenue per advisor has increased, even with the declining market during the year's fir...

Reps Barred For Cheating on FINRA Qualifying Exams

July 18th, 2022

For the first time in history, the Financial Industry Regulatory Authority (FINRA) has brought enforcement actions against two advisors for cheatin...

Private Equity Has Become Billionaire Families' Favorite Asset Class

July 15th, 2022

According to ThinkAdvisor, the enthusiastic marketing efforts are responsible for the fact that billionaire family offices and high-net-worth retai...

Wentworth Management To Go Public Through A SPAC

July 14th, 2022

Wentworth Management Services has announced that it will go public through a special purpose acquisition company (SPAC) with the ultimate goal of g...