Financial Advisor Blog - Page 6 - Financial Advisor Transitions

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New Jersey's Proposed Contractor Rule Could Upend Independent Advisor Model

June 24th, 2025

Independent financial advisors in New Jersey may soon face a serious threat to their autonomy.

Concurrent Investment Advisors Expands with New RIA Minority Investment ...

June 23rd, 2025

Concurrent Investment Advisors has launched RIA Capital Partners, a new platform aimed at taking minority stakes in small to mid-sized registered i...

CFP Board to Examine How to Navigate AI's Role in Financial Planning

June 19th, 2025

The CFP Board recently launched an AI Working Group to examine how artificial intelligence can enhance financial planning while preserving the prof...

LPL Financial Leads Industry in Aggressive Advisor Recruiting

June 18th, 2025

In the fiercely competitive world of wealth management, few firms have leaned into advisor recruiting as aggressively as LPL Financial, according t...

UBS to Overhaul Broker Compensation Amid Rising Attrition

June 17th, 2025

According to AdvisorHub, UBS Group Chief Financial Officer Todd Tuckner reaffirmed the firm's commitment to reshaping broker compensation as part o...

Why More Advisors are Outsourcing Investment Management to Wrap Programs

June 16th, 2025

The financial planning landscape continues to evolve, and for a growing number of advisors, managing client investments no longer is a priority.

Advisors are Demanding That Broker-Dealers Evolve

June 13th, 2025

Independent financial advisors no longer hesitate to move when their broker-dealer stops meeting their needs. In today's market, advisors seek an e...

Financial Advisor Pay is Rising Fast

June 12th, 2025

A new report from SmartAsset reveals that the largest increases in financial advisor compensation are happening far from New York's Financial Distr...

How Wealth Managers Can Build High-Net-Worth Pipelines Through COI Refer...

June 11th, 2025

According to Financial Advisor News, organic growth remains one of the most effective paths to building a high-net-worth ("HNW") practice.

Commonwealth Financial Network Partners with Wealth.com

June 10th, 2025

Commonwealth Financial Network has announced a new partnership with Wealth.com, integrating the estate planning platform into its advisor services ...

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Rising Attrition Threatens RIA Succession Planning

September 5th, 2025

According to AdvisorHub, a growing number of registered investment adviser (RIA) firms are reporting higher levels of adviser attrition, according ...

Wealth Concentration Pushes Advisors Toward Family Office Services

September 4th, 2025

As wealth concentration accelerates in the United States, financial advisors increasingly are expected to provide "white glove services" similar to...

How Financial Advisors Can Respond When Prospects Say, "I Already Have a...

September 3rd, 2025

For many financial advisors, the question "What do you do?" often leads to an awkward exchange. The moment you respond, "I am a financial advisor,"...

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