Financial Advisor Blog - Page 4 - Financial Advisor Transitions

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Mercer Sues Former Advisors Over Transition to Savvy Advisors

July 23rd, 2025

Mercer Global Advisors has filed a lawsuit in California Superior Court against three former advisors who abruptly departed for a rival firm, Savvy...

Schwab Study Reveals RIAs Are Retaining Clients, Scaling Rapidly, and Em...

July 22nd, 2025

Registered investment advisers (RIAs) are holding strong on client relationships and rapidly expanding their operations, according to Charles Schwa...

Advisor Satisfaction Rankings Reveal Leadership Shakeups and Strategic S...

July 21st, 2025

In its latest annual study, J.D. Power surveyed nearly 3,700 financial advisors to assess satisfaction across both employee and independent advisor...

Mercer Sues Former San Diego Advisors and Savvy Wealth Over Alleged Clie...

July 18th, 2025

Mercer Global Advisors has filed suit against three former San Diego-based advisors and their new employer, Savvy Wealth, alleging coordinated effo...

JP Morgan Seeks Restraining Order Against Ex-Advisor Accused of Soliciti...

July 16th, 2025

JPMorgan Chase is asking a Nevada federal court to block a former advisor from allegedly soliciting its clients to follow her to a new firm.

Why Gen X Holds the Keys to America's Financial Future

July 15th, 2025

For years, financial services firms and consumer brands have focused their attention on Baby Boomers and Millennials, often leaving Generation X in...

Survey Finds Most RIA Owners Lack Formal Succession Plans

July 14th, 2025

A new survey from Kestra Financial reveals a striking gap in succession preparedness among registered investment advisor (RIA) firm owners approach...

New Data Highlights Underserved Wealth Markets for Financial Advisors

July 11th, 2025

As organic growth remains a top priority for wealth management firms, advisors are seeking untapped markets where they can expand their client base...

How Wealth Advisors Can Support Clients Through Life's Setbacks

July 10th, 2025

Financial advisors frequently face the question: how involved should I get when a client is going through personal hardship?

Edward Jones' Strategy to Target Wealthier Clients Delivers Record Growth

July 9th, 2025

Edward D. Jones & Co. is seeing tangible returns from its push into the high-net-worth (HNW) market, with a growing number of its advisors achievin...

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Wealth Concentration Pushes Advisors Toward Family Office Services

September 4th, 2025

As wealth concentration accelerates in the United States, financial advisors increasingly are expected to provide "white glove services" similar to...

How Financial Advisors Can Respond When Prospects Say, "I Already Have a...

September 3rd, 2025

For many financial advisors, the question "What do you do?" often leads to an awkward exchange. The moment you respond, "I am a financial advisor,"...

RBC Wealth Management Posts Revenue Growth Amidst Rising Recruiting Costs

September 2nd, 2025

Royal Bank of Canada's U.S. wealth management business posted solid gains in its third quarter, driven by new client assets and market performance.

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