Financial Advisor Blog - Page 5 - Financial Advisor Transitions

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Edward Jones' Strategy to Target Wealthier Clients Delivers Record Growth

July 9th, 2025

Edward D. Jones & Co. is seeing tangible returns from its push into the high-net-worth (HNW) market, with a growing number of its advisors achievin...

Why Patience, Persistence, and Determination Still Build the Strongest W...

July 8th, 2025

In today's rapidly evolving wealth management landscape, organic growth remains a hallmark of long-term success, particularly for firms aiming to s...

New Study Finds That 81% of Inheritors Plan to Leave Their Parents' Weal...

July 7th, 2025

According to Capgemini's 2024 World Wealth Report, a staggering 81 percent of inheritors say they plan to part ways with their parents' financial a...

$1.5 Billion UBS Team Departs for Rockefeller as UBS Advisor Exodus Cont...

July 3rd, 2025

The steady stream of advisor departures from UBS Wealth Management USA shows no sign of slowing.

SEC Report: Fewer Broker-Dealers, Bigger Firms, and Rising Systemic Risks

July 2nd, 2025

The U.S. broker-dealer industry continues to shrink in number while growing larger in scale, according to a newly released report from the Securiti...

Former Edward Jones Advisor Settles Non-Solicitation Dispute for $1.5 Mi...

July 1st, 2025

A former Edward Jones advisor has agreed to pay $1.5 million to his previous firm to resolve claims that he violated employment agreements and impr...

AmeriFlex Group Cuts Ties with Osaic Wealth to Preserve Independence

June 30th, 2025

A reported by AdvisorHub, the AmeriFlex Group has officially parted ways with Osaic Wealth. Both firms characterized the move as a "mutual agreement."

BNY Mellon and Northern Trust Reportedly in Merger Talks

June 27th, 2025

Merger discussions between Bank of New York Mellon Corp. and Northern Trust Corp. have reportedly been underway for over a year, according to a sen...

Advisors Rethink Management Fee Models

June 26th, 2025

According to Financial Planning, the debate over how financial advisors should charge for their services continues to evolve, with a growing number...

RIAs Face a Turning Point as Advisors Demand Independence, Tech, and Trust

June 25th, 2025

A new report from New England Consulting Group reveals widespread frustration within large RIA firms and skepticism about whether today's roll-up s...

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Rising Attrition Threatens RIA Succession Planning

September 5th, 2025

According to AdvisorHub, a growing number of registered investment adviser (RIA) firms are reporting higher levels of adviser attrition, according ...

Wealth Concentration Pushes Advisors Toward Family Office Services

September 4th, 2025

As wealth concentration accelerates in the United States, financial advisors increasingly are expected to provide "white glove services" similar to...

How Financial Advisors Can Respond When Prospects Say, "I Already Have a...

September 3rd, 2025

For many financial advisors, the question "What do you do?" often leads to an awkward exchange. The moment you respond, "I am a financial advisor,"...

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