Financial Advisor Blog - Page 5 - Financial Advisor Transitions

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Edward Jones Targets Ultra-High-Net-Worth Clients

May 12th, 2025

Edward D. Jones is taking a decisive step toward serving ultra-high-net-worth clients by expanding its financial planning services and offering acc...

Ameriprise Enters Fierce Recruitment Battle for Commonwealth Advisors

May 9th, 2025

Ameriprise has launched an aggressive recruitment campaign targeting advisors from Commonwealth Financial Network, following LPL Financial's $2.7 b...

Raymond James Expands Centralized Recruiting Support for Independent Adv...

May 8th, 2025

Independent broker-dealers are increasingly adopting full-service firm features to better support their 1099 advisor networks.

Financial Advisors Face Growing Pressure to Lower Fees for High-Net-Wort...

May 7th, 2025

The longstanding industry standard of a 1 percent assets under management (AUM) fee is steadily eroding, particularly among financial advisors serv...

LPL's $2.7B Deal for Commonwealth Aims to Balance Scale with Boutique Cu...

May 6th, 2025

LPL Financial's CEO, Rich Steinmeier, believes his firm is well-positioned to integrate Commonwealth Financial Network, as reported by FinancialPla...

Robinhood's Blurring Line Between Investing and Betting

May 5th, 2025

Robinhood continues to shake up the financial services landscape, but its latest moves have sparked concern among industry professionals who questi...

Subscription-Based Financial Planning Fees See Steady Growth in 2024

May 2nd, 2025

Fee-for-service financial planning models, particularly subscription-based structures, continue to gain traction, according to the newly released 2...

CEO Pay at Top Wealth Management Firms Reflects Industry Priorities and ...

May 1st, 2025

Executive compensation across the largest publicly traded wealth management firms continues be under the microscope – whether as an indicator of ...

RIA Referral Programs Reshape M&A Strategy and Growth Priorities

April 30th, 2025

According to InvestmentNews, as custodians prepare to roll out new referral programs for registered investment advisers (RIAs), existing platforms ...

Former Securities America CEO Sues Osaic Over Confidential Separation Ag...

April 29th, 2025

Jim Nagengast, CEO of Securities America, has filed a breach of contract lawsuit against Osaic and its holding company, Artemis Holdings, L.P.

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Blog

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New Data Highlights Underserved Wealth Markets for Financial Advisors

July 11th, 2025

As organic growth remains a top priority for wealth management firms, advisors are seeking untapped markets where they can expand their client base...

How Wealth Advisors Can Support Clients Through Life's Setbacks

July 10th, 2025

Financial advisors frequently face the question: how involved should I get when a client is going through personal hardship?

Edward Jones' Strategy to Target Wealthier Clients Delivers Record Growth

July 9th, 2025

Edward D. Jones & Co. is seeing tangible returns from its push into the high-net-worth (HNW) market, with a growing number of its advisors achievin...

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