Financial Advisor Blog - Page 53 - Financial Advisor Transitions

UBS Americas Expands Advisor Team and Turns the Tide on Outflows

November 17th, 2023

During the third quarter, UBS Wealth Management Americas saw a positive shift, bringing in a net $300 million in new assets and increasing its advi...

UBS Initiates Divestment of $5 Billion in Assets from Wealthy Clients

November 16th, 2023

UBS Group AG has chosen to divest $5 billion in assets managed for affluent clients as it navigates the components of Credit Suisse that UBS wishes...

Ampersand Attracts Additional Managers and Advisors from Wells Fargo and...

November 15th, 2023

Former executives from Wells Fargo Advisors and Edward Jones, who founded the brokerage firm Ampersand Partners earlier this year, are actively rec...

Goldman Enhances Compensation Incentives for Top Performers in Asset Man...

November 13th, 2023

Goldman Sachs Group Inc. recently revamped its asset-management compensation structure significantly, according to AdvisorHub.

Leading Firms Prioritize Conversion Rates from Prospects to Clients

November 10th, 2023

Angie Herbers, the founder of Herbers & Company, discussed the outcomes of the 2023 Herbers & Company Service Market Growth Study in an interview w...

Top 10 TED Talks Every Financial Advisor Should Watch

November 9th, 2023

WealthManagement.com recently sought financial advisors' recommendations for their favorite TED talk videos, and after extensive review, here are t...

Morgan Stanley Announces Development of "Virtual Financial Advisors"

November 8th, 2023

Outgoing Morgan Stanley CEO James Gorman revealed that the company is actively enhancing its artificial intelligence tools to develop "virtual fina...

JPMorgan Asset Management Expands Wealth Channel Offerings

November 7th, 2023

JPMorgan Asset Management has focused on expanding its presence in the alternative investment space for the past two years, according to a recent a...

Steer Clear of These 11 Common Prospecting Pitfalls

November 6th, 2023

ThinkAdvisor has prepared a list of 11 potential pitfalls that every firm should know in their sales process.

UBS' 2024 Compensation Plan Reintroduces Growth Awards and Adds Banking ...

November 3rd, 2023

UBS Wealth Management USA is modifying its advisor compensation plan for 2024 to incentivize individuals who attract million-dollar clients and enc...