Financial Advisor Blog - Page 52 - Financial Advisor Transitions

New Firm Offers Noteworthy Recruiting Incentives

September 12th, 2023

Former executives from Wells Fargo Advisors launching Ampersand Partners are actively recruiting advisors by offering noteworthy hiring bonuses and...

Rockefeller Overhauls Divisional Leadership

September 11th, 2023

Rockefeller Capital Management has streamlined its management team by consolidating its seven geographic divisions into five within its private wea...

NASAA Finds Non-Traded REIT Recommendations Fall Short of Reg BI Compliance

September 7th, 2023

A new analysis from the North American Securities Administrators Association (NASAA) reveals that many firms still fail to comply with Regulation B...

What Financial Advisors Can Learn From Taylor Swift's Business Acumen

September 6th, 2023

Pop sensation Taylor Swift is not just known for her chart-topping music and captivating performances; she has also demonstrated remarkable busines...

Financial Services Industry Expected to Reach $37.5 Trillion by 2027

September 5th, 2023

The latest report from the Business Research Company predicts that the global financial services sector will experience substantial growth in the n...

NASAA Unveils Exam Validity Extension Program

September 1st, 2023

The North American Securities Administrators Association (NASAA) has introduced the Exam Validity Extension Program (EVEP).

UBS Announces Workforce Reduction and Cost Savings Target of $10 Billion

August 31st, 2023

UBS Chief Executive Officer Sergio Ermotti announced that UBS will eliminate approximately 1,000 positions in Switzerland due to overlaps in domest...

Retirement-Ready Individuals Prefer Advisors Affiliated with National Firms

August 30th, 2023

Cerulli Associates' research shows that individuals nearing retirement (within a five-year timeframe) increasingly rely on advisors who can provide...

Goldman's Former United Capital Unit Finds New Home with Creative Planning

August 29th, 2023

Goldman Sachs Group Inc. has reached an agreement to sell an investment-advisory business targeting the mass-affluent market with approximately $29...

LPL Set to Acquire Prudential's $50 Billion Wealth Management Business

August 28th, 2023

LPL Financial Holdings Inc. and Prudential Financial Inc. announced that Prudential will transfer its retail brokerage and investment advisory asse...