Financial Advisor Blog - Page 38 - Financial Advisor Transitions

Financial Advisors Share Tips for Delivering Painful Truths

April 9th, 2024

FinancialPlanning.com recently addressed how financial advisors should handle the task of delivering unwelcome news to clients.

Broker-Dealers Employ New Bonuses to Boost Advisory Asset Growth

April 9th, 2024

Broker-dealers are unveiling fresh strategies to attract clients' advisory assets and incentivize financial advisors this spring.

Financial Advisors' Fee-for-Service Model Sees Fee Increase in 2023

April 5th, 2024

WealthManagement.com reports that financial advisors utilizing a fee-for-service model raised their charges in 2023 compared to the previous year.

FINRA Arbitration Decision Sparks Potential Wave of Deferred Compensatio...

April 4th, 2024

A recent FINRA arbitration ruling in favor of seven former Morgan Stanley advisors could signal significant implications for a broader group of ex-...

Sequoia Financial Group Expands with Acquisition of AltruVista RIA Firm

April 3rd, 2024

Sequoia Financial Group has bolstered its presence by acquiring AltruVista, a Houston-based registered investment advisor (RIA) firm.

Navigating Organic Growth Challenges in RIA Aggregator Investments

April 2nd, 2024

While acquiring RIAs to expand their reach, RIA aggregators face challenges in realizing significant returns solely through AUM accumulation.

Top Winners in Wealth Management Recruiting for 2023

April 1st, 2024

LPL Financial emerged as the winner in the year-end recruiting rankings for 2023, boasting an impressive $92.7 billion in net new assets under mana...

Avantax Promotes More Than Tax Smart Investing in New Push

March 28th, 2024

Avantax President Todd Mackay is not just about crunching numbers and tax expertise but about building relationships. Despite the firm's reputation...

Florida Merrill Lynch Team Transitions to Independent Practice With Adde...

March 27th, 2024

Grafton Wealth Advisors, a team from Merrill Lynch managing $580 million in client assets, has departed the wirehouse to establish an independent p...

Cetera Financial Group Gears Up for Potential IPO

March 26th, 2024

Cetera Financial Group may be considering an initial public offering (IPO) within the next five years. According to InvestmentNews, this move would...