Financial Advisor Blog - Page 39 - Financial Advisor Transitions

Insights for Advisors Planning to Retire

March 25th, 2024

Planning for retirement as a financial advisor involves more than just envisioning leisurely activities; it requires careful consideration and stra...

Binah Capital Group Emerges After Long-Awaited Merger

March 22nd, 2024

After more than 18 months of anticipation, the merger between Kingswood Acquisition Corp. and Wentworth Management Services, a broker-dealer roll-u...

SmartAsset Promotes New RIA Marketing with Subscription-Based Lead Gener...

March 21st, 2024

RIABiz reports that SmartAsset, a prominent player in connecting consumers with financial advisors, is disrupting the landscape with its innovative...

SEC Imposes $21 Million Penalty on Genesis Global Capital for Unregister...

March 20th, 2024

The Securities and Exchange Commission (SEC) has announced a final judgment requiring Genesis Global Capital, LLC to pay a civil penalty of $21 mil...

Wealth Management Strategies for Building Relationships with Trusts and ...

March 19th, 2024

Wealth managers seeking to expand their client base often turn to centers of influence (COIs) for referrals, with trusts and estates (T&E) attorney...

A Holistic Approach for Financial Advisors to Serve Aging Clients

March 18th, 2024

Here are ThinkAdvisor's common scenarios advisors encounter when working with aging clients and strategies to navigate them effectively.

The Power of Probing Questions for Financial Advisors

March 15th, 2024

Financial advisors constantly seek deeper insights into clients' behaviors and attitudes toward money. In a recent Financial Planning article, four...

Advisors Reverse Course Amid Transition to Remain at Stifel Financial

March 14th, 2024

In an unexpected twist, two advisors have chosen to remain at Stifel Financial after initially announcing their departure to independent broker-dea...

Bluespring Wealth Partners Announces Merger of Partner Firms

March 13th, 2024

Bluespring Wealth Partners, the RIA acquisition arm of Kestra Holdings, has orchestrated a merger between two of its partner firms, Retirement Weal...

RIA Mergers & Acquisitions Spike Following a Slower 2023

March 12th, 2024

The registered investment advisor (RIA) market experienced a slight downturn in deal-making in 2023, marking the first annual decline in merger and...