Financial Advisor Blog - Page 39 - Financial Advisor Transitions

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Raymond James CEO Paul Reilly Voices Concerns Over Soaring RIA Prices

February 2nd, 2024

Paul Reilly, CEO of Raymond James, has expressed apprehension about the surging prices associated with Registered Investment Advisor (RIA) roll-ups...

Bernstein Private Wealth Management Aims to Double Managed Assets for Ul...

February 1st, 2024

Bernstein Private Wealth Management, a retail wealth advisory firm under AllianceBernstein, is reorganizing and strengthening its senior leadership...

Cetera Purchases Minority Interest in Wilde Wealth Management

January 31st, 2024

Cetera Financial Group has announced a minority investment in Wilde Wealth Management Group, based in Scottsdale, Arizona.

Merrill Lynch Achieves Record Growth in Client Relationships

January 30th, 2024

Merrill Lynch celebrated a significant surge in client relationships, adding nearly 40,000 new relationships in 2023, marking a remarkable 47 perce...

Edward Jones Achieves Advisor head Count Growth and Corporate Milestones

January 29th, 2024

In its recent SEC filing, Edward Jones & Co. reported significant progress towards its corporate goals, according to an article in AdvisorHub.

Stifel Financial Prioritizes Employee Channel Despite Independent Broker...

January 26th, 2024

According to CEO Ron Kruszewski, Stifel Financial has reaffirmed its commitment to the employee channel as the cornerstone of its wealth management...

Profits Decline for Wells Fargo and Bank of America in Q4 2023

January 25th, 2024

The wealth management divisions of Wells Fargo and Bank of America experienced a decline in profits during the fourth quarter of 2023.

Marketing Roles Thrive in Financial Services Despite Industry Job Cuts

January 24th, 2024

According to Fuse Research, marketing positions at investment managers have experienced a 25 percent year-over-year growth in 2023.

Record Number of Certified Financial Planners in the U.S. in 2023

January 23rd, 2024

The Certified Financial Planner Board of Standards reported a record-breaking year for the number of certified financial planner (CFP) professional...

Rockefeller Recruits Merrill Lynch Team with $5 Billion AUM

January 22nd, 2024

Rockefeller Global Family Office recruited a 26-person Merrill Lynch team in Grand Rapids, Michigan, led by Jeffrey Towner, David Lund, Brett Howel...

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Page 39 of 89

NASAA Approves Amendments to REIT Guidelines to Strengthen Investor Prot...

September 11th, 2025

The North American Securities Administrators Association (NASAA) has approved sweeping amendments to its Statement of Policy Regarding Real Estate ...

Tips to Build Relationships at Nonprofit Events

September 10th, 2025

September marks the unofficial start of gala season in the nonprofit sector, bringing together high-net-worth individuals, community leaders, and p...

Next-Generation Investors Poised to Leave Advisors Amid Wealth Transfer

September 9th, 2025

Years of effort by financial advisors to retain younger heirs during the "great wealth transfer" have yet to produce the intended results.

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