Financial Advisor Blog - Page 36 - Financial Advisor Transitions

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A Holistic Approach for Financial Advisors to Serve Aging Clients

March 18th, 2024

Here are ThinkAdvisor's common scenarios advisors encounter when working with aging clients and strategies to navigate them effectively.

The Power of Probing Questions for Financial Advisors

March 15th, 2024

Financial advisors constantly seek deeper insights into clients' behaviors and attitudes toward money. In a recent Financial Planning article, four...

Advisors Reverse Course Amid Transition to Remain at Stifel Financial

March 14th, 2024

In an unexpected twist, two advisors have chosen to remain at Stifel Financial after initially announcing their departure to independent broker-dea...

Bluespring Wealth Partners Announces Merger of Partner Firms

March 13th, 2024

Bluespring Wealth Partners, the RIA acquisition arm of Kestra Holdings, has orchestrated a merger between two of its partner firms, Retirement Weal...

RIA Mergers & Acquisitions Spike Following a Slower 2023

March 12th, 2024

The registered investment advisor (RIA) market experienced a slight downturn in deal-making in 2023, marking the first annual decline in merger and...

Building a Legacy: Father-Son Duo in Wealth Management

March 11th, 2024

InvestmentNews recently reported on a father-son duo at UBS to discuss how to ensure a smooth relationship's success.

Wells Fargo Advisors Maintain $2 Billion Recruiting Tab

March 8th, 2024

As reported by AdvisorHub, Wells Fargo Advisors' employee division has kept a steady recruiting tab of over $2 billion in forgivable loans, signali...

Wells Fargo Appoints Erik Karanik to Lead Independent Solutions Division

March 7th, 2024

Wells Fargo has named Erik Karanik, a seasoned employee with over three decades of experience at the firm, the head of independent solutions for it...

UBS Wealth Management USA Shifts Leadership Roles to Drive Growth

March 6th, 2024

UBS Wealth Management USA has changed its leadership team, reassigning several senior managers to oversee niche and diverse client segments and bro...

Cultivating High-Quality Client Referrals

March 5th, 2024

Financial Advisor News conducted research that indicates that advisors can significantly enhance their client referral rates by implementing certai...

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NASAA Approves Amendments to REIT Guidelines to Strengthen Investor Prot...

September 11th, 2025

The North American Securities Administrators Association (NASAA) has approved sweeping amendments to its Statement of Policy Regarding Real Estate ...

Tips to Build Relationships at Nonprofit Events

September 10th, 2025

September marks the unofficial start of gala season in the nonprofit sector, bringing together high-net-worth individuals, community leaders, and p...

Next-Generation Investors Poised to Leave Advisors Amid Wealth Transfer

September 9th, 2025

Years of effort by financial advisors to retain younger heirs during the "great wealth transfer" have yet to produce the intended results.

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