Financial Advisor Blog - Page 72 - Financial Advisor Transitions

Raymond James Keeps Pay Unchanged For Fifth Year In A Row

November 14th, 2022

Raymond James has announced that for the 2023 fiscal year, it plans to keep its pay plan for employee advisors unaltered. According to AdvisorHub, ...

FINRA Sheds Light On Risks With Advisor Sunset Agreements

November 11th, 2022

The Financial Industry Regulatory Authority (FINRA) has released a regulatory notice designed to spotlight issues that arise when retiring advisors...

LPL Announces Plan To Buy Financial Resources Group Investment Services

November 10th, 2022

LPL expects to complete the purchase of Financial Resources Group Investment Services (FRGIS) in 2023.

Wells Fargo Advisors Unveils Compensation Plans Early

November 9th, 2022

Wells Fargo Advisors' executives recently told advisors to expect only a few changes to their 2023 compensation plan as more substantial changes th...

Nontraded REITs Outperforming Publicly Traded REITs

November 8th, 2022

Many publicly traded real-estate investments (REITs) have had a rough year with rising interest rates and decreasing property prices affecting the ...

LPL's Profits Double In Third Quarter Due To Recruiting Gains

November 7th, 2022

LPL Financial recently reported that its third-quarter profits more than doubled from this time last year. After the announcement, the broker-deale...

ETFs Set Record $50 Billion Allocation Despite Market Turbulence

November 4th, 2022

One investment trend is proving remarkably consistent as the market faces volatility: dividend exchange-traded funds (ETFs) are accomplishing recor...

Stifel and Ameriprise CEOs Double Down on Recruiting Efforts In Volatile...

November 3rd, 2022

Both chief executive officers of Stifel Financial and Ameriprise Financial are prioritizing their commitment to growing their wealth businesses thr...

Ten Credentials That Boosts Advisor Credibility Among Wealthy Prospects.

November 2nd, 2022

Advisors earn many credentials throughout their careers which give prospective clients confidence in their advisors that they know what they are do...

UBS's Aggressive Recruiting Campaign Boots Advisor Headcount

November 1st, 2022

After the launch of its aggressive recruiting campaign, UBS Wealth Management Americas successfully increased advisor headcount by 118 or almost 2 ...