Financial Advisor Blog - Page 3 - Financial Advisor Transitions

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UBS to Overhaul Broker Compensation Amid Rising Attrition

June 17th, 2025

According to AdvisorHub, UBS Group Chief Financial Officer Todd Tuckner reaffirmed the firm's commitment to reshaping broker compensation as part o...

Why More Advisors are Outsourcing Investment Management to Wrap Programs

June 16th, 2025

The financial planning landscape continues to evolve, and for a growing number of advisors, managing client investments no longer is a priority.

Advisors are Demanding That Broker-Dealers Evolve

June 13th, 2025

Independent financial advisors no longer hesitate to move when their broker-dealer stops meeting their needs. In today's market, advisors seek an e...

Financial Advisor Pay is Rising Fast

June 12th, 2025

A new report from SmartAsset reveals that the largest increases in financial advisor compensation are happening far from New York's Financial Distr...

How Wealth Managers Can Build High-Net-Worth Pipelines Through COI Refer...

June 11th, 2025

According to Financial Advisor News, organic growth remains one of the most effective paths to building a high-net-worth ("HNW") practice.

Commonwealth Financial Network Partners with Wealth.com

June 10th, 2025

Commonwealth Financial Network has announced a new partnership with Wealth.com, integrating the estate planning platform into its advisor services ...

Major Wall Street Firms Move Forward with Hundreds of Job Cuts

June 9th, 2025

Three of Wall Street's biggest names - Morgan Stanley, Goldman Sachs, and JPMorgan Chase - are pressing ahead with layoffs this month, trimming hun...

Affluent Investors Favor Fee-Based Planning But Demand for Flexible Comp...

June 6th, 2025

According to ThinkAdvisor, a new study from Cerulli Associates reveals that while affluent investors increasingly prefer fee-based financial advice...

Wells Fargo Tightens Internal Transfer Rules for FiNet

June 5th, 2025

Wells Fargo Advisors has updated its internal transfer policy for its independent brokerage arm, Wells Fargo Advisors Financial Network (FiNet), as...

UBS Shuts Down Robo-Advice Platform Amid Industry Retreat

June 4th, 2025

UBS has officially closed its robo-advice platform, Advice Advantage, marking another significant step in Wall Street's broader move away from digi...

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Mercer Sues Former San Diego Advisors and Savvy Wealth Over Alleged Clie...

July 18th, 2025

Mercer Global Advisors has filed suit against three former San Diego-based advisors and their new employer, Savvy Wealth, alleging coordinated effo...

JP Morgan Seeks Restraining Order Against Ex-Advisor Accused of Soliciti...

July 16th, 2025

JPMorgan Chase is asking a Nevada federal court to block a former advisor from allegedly soliciting its clients to follow her to a new firm.

Why Gen X Holds the Keys to America's Financial Future

July 15th, 2025

For years, financial services firms and consumer brands have focused their attention on Baby Boomers and Millennials, often leaving Generation X in...

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