Financial Advisor Blog - Page 3 - Financial Advisor Transitions

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Big Banks Double Down on Cross-Selling Wealth and Banking Services

September 12th, 2025

At the Barclays Global Financial Services Conference, executives from Bank of America and Wells Fargo highlighted the continued importance of lever...

NASAA Approves Amendments to REIT Guidelines to Strengthen Investor Prot...

September 11th, 2025

The North American Securities Administrators Association (NASAA) has approved sweeping amendments to its Statement of Policy Regarding Real Estate ...

Tips to Build Relationships at Nonprofit Events

September 10th, 2025

September marks the unofficial start of gala season in the nonprofit sector, bringing together high-net-worth individuals, community leaders, and p...

Next-Generation Investors Poised to Leave Advisors Amid Wealth Transfer

September 9th, 2025

Years of effort by financial advisors to retain younger heirs during the "great wealth transfer" have yet to produce the intended results.

CFP Professional Report Higher Compensation and Strong Career Satisfaction

September 8th, 2025

Financial planners holding Certified Financial Planner (CFP) certification earn more and report stronger career satisfaction than their non-certifi...

Rising Attrition Threatens RIA Succession Planning

September 5th, 2025

According to AdvisorHub, a growing number of registered investment adviser (RIA) firms are reporting higher levels of adviser attrition, according ...

Wealth Concentration Pushes Advisors Toward Family Office Services

September 4th, 2025

As wealth concentration accelerates in the United States, financial advisors increasingly are expected to provide "white glove services" similar to...

How Financial Advisors Can Respond When Prospects Say, "I Already Have a...

September 3rd, 2025

For many financial advisors, the question "What do you do?" often leads to an awkward exchange. The moment you respond, "I am a financial advisor,"...

RBC Wealth Management Posts Revenue Growth Amidst Rising Recruiting Costs

September 2nd, 2025

Royal Bank of Canada's U.S. wealth management business posted solid gains in its third quarter, driven by new client assets and market performance.

Independent Brokerages See Strong Growth

August 29th, 2025

Independent brokerages recorded notable gains in 2024, with several firms outpacing their peers in Financial Planning's annual IBD Elite study.

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Raymond James Expands Structured Credit Platform with Majority Stake in ...

October 17th, 2025

Raymond James announced that it will acquire a majority stake in GreensLedge Holdings LLC, a boutique investment bank specializing in structured cr...

RIA M&A Activity Hits Record Levels in 2025, Driven by Private Equity

October 16th, 2025

Registered investment adviser (RIA) mergers and acquisitions surged to new highs in the third quarter, marking yet another record-breaking period f...

UBS Files Lawsuits Against Advisors Over Inherited Accounts

October 15th, 2025

UBS Wealth Management USA filed another lawsuit over inherited accounts, this time against a Michigan-based advisory team that recently left the fi...

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