Financial Advisor Blog - Page 2 - Financial Advisor Transitions

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Edward Jones Seeks FDIC Approval to Launch Industrial Bank

April 16th, 2025

Edward D. Jones & Co.'s parent company, The Jones Financial Companies, has filed a new application to launch a Utah-chartered industrial bank, aimi...

Schwab Expands Access to Alternatives for Wealthy Investors Through iCap...

April 15th, 2025

Charles Schwab has officially launched its alternative investments platform for retail clients with household assets exceeding $5 million, marking ...

Recruiting Battles Heat Up After LPL's Announced Acquisition of Commonwe...

April 14th, 2025

The independent broker-dealer (IBD) landscape is undergoing a seismic shift following LPL Financial's announcement of its planned acquisition of Co...

RIAs Strategize on Alternative Investments at Recent Conference

April 11th, 2025

At the ADISA 2025 Spring Conference in Los Angeles, a panel of registered investment adviser (RIA) executives shared a consistent message.

LPL Financial to Add $16 Billion in Assets from First Horizon Bank

April 10th, 2025

ThinkAdvisor reports that the move follows closely on the heels of LPL's $2.7 billion acquisition of Commonwealth Financial, signaling a period of ...

Wealth Management Evolves: From Rainmaker to Trusted Advisor

April 9th, 2025

At the recent RIA Edge Nashville conference, industry leaders spotlighted a major shift transforming the financial advisor profession.

RIAs Must Rethink Growth Strategies Beyond Referrals, Experts Say

April 8th, 2025

While referrals remain the dominant source of new business, RIA leaders argue that firms must invest in marketing to ensure long-term sustainabilit...

FPA Launches Updated Cybersecurity Certification Program for Financial A...

April 7th, 2025

The Financial Planning Association (FPA) has introduced a new certification program designed to help financial advisors build stronger cybersecurit...

The Value of Advanced Certifications for Financial Advisors

April 4th, 2025

Financial advisors have many certification options available to them, but choosing the right certification can be challenging.

Morgan Stanley Mandates Four-Day Office Return for Advisors

April 3rd, 2025

Morgan Stanley Wealth Management is tightening its return-to-office policy, requiring its 15,000 financial advisors to be in the office at least fo...

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RIA Referral Programs Reshape M&A Strategy and Growth Priorities

April 30th, 2025

According to InvestmentNews, as custodians prepare to roll out new referral programs for registered investment advisers (RIAs), existing platforms ...

Former Securities America CEO Sues Osaic Over Confidential Separation Ag...

April 29th, 2025

Jim Nagengast, CEO of Securities America, has filed a breach of contract lawsuit against Osaic and its holding company, Artemis Holdings, L.P.

How Entrepreneurial Advisors are Driving the Future of Wealth Management

April 28th, 2025

In a recent AdvisorHub interview, John Amore, the newly appointed President of Kestra Financial, shared his perspective on the evolving wealth mana...

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