Financial Advisor Blog - Page 2 - Financial Advisor Transitions

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RIAs Face a Turning Point as Advisors Demand Independence, Tech, and Trust

June 25th, 2025

A new report from New England Consulting Group reveals widespread frustration within large RIA firms and skepticism about whether today's roll-up s...

New Jersey's Proposed Contractor Rule Could Upend Independent Advisor Model

June 24th, 2025

Independent financial advisors in New Jersey may soon face a serious threat to their autonomy.

Concurrent Investment Advisors Expands with New RIA Minority Investment ...

June 23rd, 2025

Concurrent Investment Advisors has launched RIA Capital Partners, a new platform aimed at taking minority stakes in small to mid-sized registered i...

CFP Board to Examine How to Navigate AI's Role in Financial Planning

June 19th, 2025

The CFP Board recently launched an AI Working Group to examine how artificial intelligence can enhance financial planning while preserving the prof...

LPL Financial Leads Industry in Aggressive Advisor Recruiting

June 18th, 2025

In the fiercely competitive world of wealth management, few firms have leaned into advisor recruiting as aggressively as LPL Financial, according t...

UBS to Overhaul Broker Compensation Amid Rising Attrition

June 17th, 2025

According to AdvisorHub, UBS Group Chief Financial Officer Todd Tuckner reaffirmed the firm's commitment to reshaping broker compensation as part o...

Why More Advisors are Outsourcing Investment Management to Wrap Programs

June 16th, 2025

The financial planning landscape continues to evolve, and for a growing number of advisors, managing client investments no longer is a priority.

Advisors are Demanding That Broker-Dealers Evolve

June 13th, 2025

Independent financial advisors no longer hesitate to move when their broker-dealer stops meeting their needs. In today's market, advisors seek an e...

Financial Advisor Pay is Rising Fast

June 12th, 2025

A new report from SmartAsset reveals that the largest increases in financial advisor compensation are happening far from New York's Financial Distr...

How Wealth Managers Can Build High-Net-Worth Pipelines Through COI Refer...

June 11th, 2025

According to Financial Advisor News, organic growth remains one of the most effective paths to building a high-net-worth ("HNW") practice.

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How Wealth Advisors Can Support Clients Through Life's Setbacks

July 10th, 2025

Financial advisors frequently face the question: how involved should I get when a client is going through personal hardship?

Edward Jones' Strategy to Target Wealthier Clients Delivers Record Growth

July 9th, 2025

Edward D. Jones & Co. is seeing tangible returns from its push into the high-net-worth (HNW) market, with a growing number of its advisors achievin...

Why Patience, Persistence, and Determination Still Build the Strongest W...

July 8th, 2025

In today's rapidly evolving wealth management landscape, organic growth remains a hallmark of long-term success, particularly for firms aiming to s...

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