Financial Advisor Blog - Page 2 - Financial Advisor Transitions

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Merrill Lynch Unveils "Project Thunder" Campaign

September 9th, 2021

Merrill Lynch Wealth Management (Merrill) is launching a two-month-long initiative amid a growing number of seasoned and high-producing advisor dep...

Wells Fargo Retains Some International Advisors

September 8th, 2021

Wells Fargo (Wells) has retained nearly 90 percent of one category of advisors who were forced to give up their practices almost nine months after ...

LPL and Commonwealth Gain Traction with Wirehouse Advisors

September 7th, 2021

LPL Financial (LPL) and Commonwealth Financial Network ("Commonwealth") are gaining traction with wirehouse financial advisors after their recent r...

RIA Providers See Significant Growth in Assets Under Custody

September 3rd, 2021

According to a review of public data, Registered Investment Adviser (RIA) providers have realized significant growth in clients and assets under cu...

NIL Earning Power of NCAA Athletes is Game-Changing for Advisors

September 2nd, 2021

Last month, the National Collegiate Athletic Association (NCAA) voted to allow players to profit off their name, image, and likeness (NIL) without ...

UBS Enhances Offers for Private Bankers with Upfront Cash Payments

September 1st, 2021

According to AdvisorHub, UBS Wealth Management (UBS) has modified its offers to include forgivable cash loans.

How Remote Work Could Reshape Real Estate, Management And Compliance

August 31st, 2021

According to AdvisorHub, major brokerage firms are likely to restructure their real estate footprint, branch management structure, and supervision,...

American Express Tiptoeing Back Into Financial Planning

August 30th, 2021

American Express is back – sort of. While it has unveiled its My Financial Plan digital tool, it stresses that it is not returning to the wealth...

LPL Acquires $185 Million AUM Wells Team

August 27th, 2021

LPL Financial (LPL) has added a Wells Fargo Advisors team managing $185 million in Richmond, Virginia, to its ranks as the independent brokerage se...

CFP Board Reports Increase in Demand for Financial Planning

August 26th, 2021

A recent study conducted by the Certified Financial Planner Board of Standards (CFP Board) revealed that more than 78 percent of CFP professionals ...

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LPL's Ups the Ante in Its Two-Part Recruiting Deal for Employee Advisors

September 24th, 2021

LPL Financial (LPL) is increasing its recruiting efforts to hire employee financial advisors, as it plans to write fairly large checks.

Family Offices Likely to Receive Heightened Level of Regulatory Scrutiny

September 22nd, 2021

The recent downfall of Archegos Capital Management (Archegos) has sparked a debate over whether family offices should receive a heightened level of...

Observers Compare the CFA Versus the MBA

September 21st, 2021

According to FinancialPlanning, Wall Street's aspiring asset managers need to have stone-cold mastery of skills in valuing stocks and analyzing fin...

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