Financial Advisor Blog - Page 15 - Financial Advisor Transitions

Estate Strategies Gain Traction with Pet Trusts

September 25th, 2025

According to InvestmentNews, Americans spend billions each year caring for their pets, yet many overlook how their companions will be provided for ...

Osaic Unveils New Capital Options to Support Advisor Growth

September 24th, 2025

At its annual conference in San Antonio, Osaic announced a suite of capital-raising programs designed to help advisors fund growth during what exec...

CAIA Certification Gains Traction as Advisors Embrace Alternatives

September 23rd, 2025

Alternative investments such as private equity, private credit, and real assets continue to move from institutional portfolios into the wealth mana...

UBS Unveils 2026 Compensation Plan to Stem Broker Attrition

September 22nd, 2025

UBS Wealth Management USA released its 2026 compensation plan earlier than usual, a move widely seen as an effort to curb advisor departures after ...

Common Wealth Management Pitfalls in the Ultra-High-Net-Worth Space

September 19th, 2025

Managing billions in client assets does not insulate even the wealthiest families from making preventable mistakes. Wes Karger, co-founder and mana...

Schwab's Strategy Shift: 400 New Hires and New Branches

September 18th, 2025

Charles Schwab Corp. announced plans to hire more than 400 new wealth-related positions as part of a broader effort to strengthen its in-house brok...

NASAA's 2024-25 Investment Advisor Report Signals Heightened State Overs...

September 17th, 2025

The North American Securities Administrators Association (NASAA) recently released its 2024–25 Investment Advisor Section Annual Report. Accordin...

The Case for RIA Errors and Omissions Insurance

September 16th, 2025

Registered Investment Advisers (RIAs) face growing exposure to negligence claims. While the law does not mandate Errors and Omissions (E&O) insuran...

Baird and Sagard Form Partnership to Expand Access to Alternative Invest...

September 15th, 2025

According to InvestmentNews, Canadian alternative asset manager Sagard and U.S. broker-dealer Baird recently announced a strategic partnership aime...

Big Banks Double Down on Cross-Selling Wealth and Banking Services

September 12th, 2025

At the Barclays Global Financial Services Conference, executives from Bank of America and Wells Fargo highlighted the continued importance of lever...