Financial Advisor Blog - Page 17

What $1 Million Producers Can Expect to Earn in 2025

September 30th, 2025
Financial Planning continued its series on base compensation for advisors at wirehouses and regional or national broker-dealers by analyzing what a...

Read More about What $1 Million Producers Can Expect to Earn in 2025

JP Morgan Expands Wealth Services for the Smaller Millionaire

September 29th, 2025
JPMorgan Chase is rolling out a dedicated wealth offering for clients with $1 million to $5 million in assets, marking another step in CEO Jamie Di...

Read More about JP Morgan Expands Wealth Services for the Smaller Millionaire

Former Wells Fargo Financial Advisor Fined and Suspended Over Misreprese...

September 26th, 2025
A former Wells Fargo advisor, has agreed to sanctions for misleading her firm about her role in a client-related foundation.

Read More about Former Wells Fargo Financial Advisor Fined and Suspended Over Misrepresentations to Foundation

Estate Strategies Gain Traction with Pet Trusts

September 25th, 2025
According to InvestmentNews, Americans spend billions each year caring for their pets, yet many overlook how their companions will be provided for ...

Read More about Estate Strategies Gain Traction with Pet Trusts

Osaic Unveils New Capital Options to Support Advisor Growth

September 24th, 2025
At its annual conference in San Antonio, Osaic announced a suite of capital-raising programs designed to help advisors fund growth during what exec...

Read More about Osaic Unveils New Capital Options to Support Advisor Growth

CAIA Certification Gains Traction as Advisors Embrace Alternatives

September 23rd, 2025
Alternative investments such as private equity, private credit, and real assets continue to move from institutional portfolios into the wealth mana...

Read More about CAIA Certification Gains Traction as Advisors Embrace Alternatives

UBS Unveils 2026 Compensation Plan to Stem Broker Attrition

September 22nd, 2025
UBS Wealth Management USA released its 2026 compensation plan earlier than usual, a move widely seen as an effort to curb advisor departures after ...

Read More about UBS Unveils 2026 Compensation Plan to Stem Broker Attrition

Common Wealth Management Pitfalls in the Ultra-High-Net-Worth Space

September 19th, 2025
Managing billions in client assets does not insulate even the wealthiest families from making preventable mistakes. Wes Karger, co-founder and mana...

Read More about Common Wealth Management Pitfalls in the Ultra-High-Net-Worth Space

Schwab's Strategy Shift: 400 New Hires and New Branches

September 18th, 2025
Charles Schwab Corp. announced plans to hire more than 400 new wealth-related positions as part of a broader effort to strengthen its in-house brok...

Read More about Schwab's Strategy Shift: 400 New Hires and New Branches

NASAA's 2024-25 Investment Advisor Report Signals Heightened State Overs...

September 17th, 2025
The North American Securities Administrators Association (NASAA) recently released its 2024–25 Investment Advisor Section Annual Report. Accordin...

Read More about NASAA's 2024-25 Investment Advisor Report Signals Heightened State Oversight

About Us
Whatever the next step is for your practice, ensure it remains your practice with the experienced transition consultants at Financial Advisor Transitions. Let us assess your wants and needs and help negotiate the best transition plan to propel your practice forward.
Follow Us
Continue to prosper. Keep up with us on social media.
  • facebook
  • google
Contact Us
Copyright 2026 Powered by Epic Web Studios
Home
About
How Can We Help?
FAQs
Blog
Contact