Financial Advisor Blog - Page 17 - Financial Advisor Transitions

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Goldman Sachs Pushes Staff Relocations to Cut Costs

March 10th, 2025

Goldman Sachs is urging some employees to relocate from major financial hubs like New York and London to lower-cost cities such as Dallas and Salt ...

Ocean Heights Becomes Mariner's First Full Integration

March 7th, 2025

Mariner Wealth Advisors has completed its first transition of a firm from its independent advisor platform to full integration within Mariner, acco...

Advisor Recruiting heats Up Amid High Demand and Limited Supply

March 6th, 2025

The demand for experienced financial advisors has surged, making recruiting more competitive than ever.

Goldman Sachs Plans Spring Workforce Reduction, Targeting Vice Presidents

March 5th, 2025

Goldman Sachs is preparing for its annual workforce reduction, planning to cut between 3 percent and 5 percent of its employees this spring, as rep...

LPL Financial Plans $4 Billion Capital Raise to Fund Strategic Growth Push

March 4th, 2025

LPL Financial has taken a significant step toward raising $4 billion in fresh capital, filing an S-3 registration statement with the Securities and...

The Rising Cost of Advisor Recruiting in a Competitive Market

March 3rd, 2025

The battle for financial advisors has intensified, with firms paying hefty sums to attract and retain top talent.

RBC Wealth Management Reports Strong U.S. Growth in First Quarter

February 28th, 2025

Royal Bank of Canada (RBC) reported a 7 percent year-over-year increase in revenue for its U.S. wealth management division, driven by net asset inf...

How Financial Advisors Can Retain Clients Amid the $39 Trillion Wealth T...

February 27th, 2025

According to Cerulli Associates, Generation X is poised to surpass baby boomers as the wealthiest generation. An estimated $39 trillion is expected...

LPL Financial Increases Advisor Loans Amid Aggressive Expansion

February 26th, 2025

LPL Financial significantly has increased its use of advisor loans to attract and retain financial professionals.

Texas Lifts Ban on Financial Advisor Testimonials, Aligning with SEC Mar...

February 24th, 2025

The Texas State Securities Board has approved a rule change allowing state-registered financial advisers to post client testimonials and five-star ...

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Ameriprise CEO Warns Competitors May be Overpaying to Recruit Advisors

November 7th, 2025

Ameriprise CEO James Cracchiolo questioned how long rival firms can sustain what he described as "very high prices" to attract financial advisors, ...

RIA Mergers Surge to Record Levels as Lower Rates and Private Equity Dri...

November 6th, 2025

Registered investment advisor (RIA) merger and acquisition activity has reached historic levels in 2025, with 273 transactions year-to-date.

Tharimmune Secures $540 Million in Private Placement to Support Canton N...

November 5th, 2025

Tharimmune, Inc. announced that it has entered into subscription agreements with institutional and accredited investors for a private placement off...

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