Financial Advisor Blog - Page 13 - Financial Advisor Transitions

Raymond James Sees Surge in Advisor Recruiting Activity

July 29th, 2025

Raymond James Financial reported a sharp acceleration in advisor recruitment during its third fiscal quarter, citing record growth in its pipeline ...

Executives at Ameriprise and Raymond James Caution Against Irrational Re...

July 28th, 2025

Leaders at Ameriprise Financial and Raymond James Financial have sounded the alarm over what they describe as "irrational" recruiting packages bein...

UBS Talent Exodus Continues as Rival Firms Attract Top Advisors

July 25th, 2025

UBS is facing an ongoing exodus of advisory talent, with multiple prominent teams exiting for rival firms, including Morgan Stanley, Raymond James,...

Why RIAs Must Get Serious About Empowering the Next Generation

July 24th, 2025

The registered investment adviser (RIA) industry sits at a pivotal crossroads. As first-generation (G1) firm owners near retirement, many lack the ...

Mercer Sues Former Advisors Over Transition to Savvy Advisors

July 23rd, 2025

Mercer Global Advisors has filed a lawsuit in California Superior Court against three former advisors who abruptly departed for a rival firm, Savvy...

Schwab Study Reveals RIAs Are Retaining Clients, Scaling Rapidly, and Em...

July 22nd, 2025

Registered investment advisers (RIAs) are holding strong on client relationships and rapidly expanding their operations, according to Charles Schwa...

Advisor Satisfaction Rankings Reveal Leadership Shakeups and Strategic S...

July 21st, 2025

In its latest annual study, J.D. Power surveyed nearly 3,700 financial advisors to assess satisfaction across both employee and independent advisor...

Mercer Sues Former San Diego Advisors and Savvy Wealth Over Alleged Clie...

July 18th, 2025

Mercer Global Advisors has filed suit against three former San Diego-based advisors and their new employer, Savvy Wealth, alleging coordinated effo...

JP Morgan Seeks Restraining Order Against Ex-Advisor Accused of Soliciti...

July 16th, 2025

JPMorgan Chase is asking a Nevada federal court to block a former advisor from allegedly soliciting its clients to follow her to a new firm.

Why Gen X Holds the Keys to America's Financial Future

July 15th, 2025

For years, financial services firms and consumer brands have focused their attention on Baby Boomers and Millennials, often leaving Generation X in...