Financial Advisor Blog - Page 13 - Financial Advisor Transitions

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Financial Advisors Face Growing Pressure to Lower Fees for High-Net-Wort...

May 7th, 2025

The longstanding industry standard of a 1 percent assets under management (AUM) fee is steadily eroding, particularly among financial advisors serv...

LPL's $2.7B Deal for Commonwealth Aims to Balance Scale with Boutique Cu...

May 6th, 2025

LPL Financial's CEO, Rich Steinmeier, believes his firm is well-positioned to integrate Commonwealth Financial Network, as reported by FinancialPla...

Robinhood's Blurring Line Between Investing and Betting

May 5th, 2025

Robinhood continues to shake up the financial services landscape, but its latest moves have sparked concern among industry professionals who questi...

Subscription-Based Financial Planning Fees See Steady Growth in 2024

May 2nd, 2025

Fee-for-service financial planning models, particularly subscription-based structures, continue to gain traction, according to the newly released 2...

CEO Pay at Top Wealth Management Firms Reflects Industry Priorities and ...

May 1st, 2025

Executive compensation across the largest publicly traded wealth management firms continues be under the microscope – whether as an indicator of ...

RIA Referral Programs Reshape M&A Strategy and Growth Priorities

April 30th, 2025

According to InvestmentNews, as custodians prepare to roll out new referral programs for registered investment advisers (RIAs), existing platforms ...

Former Securities America CEO Sues Osaic Over Confidential Separation Ag...

April 29th, 2025

Jim Nagengast, CEO of Securities America, has filed a breach of contract lawsuit against Osaic and its holding company, Artemis Holdings, L.P.

How Entrepreneurial Advisors are Driving the Future of Wealth Management

April 28th, 2025

In a recent AdvisorHub interview, John Amore, the newly appointed President of Kestra Financial, shared his perspective on the evolving wealth mana...

The Risks and Benefits of the Increase in Financial Advisors' Transition...

April 25th, 2025

According to the latest research, over 9,600 experienced financial advisors switched firms in 2024, an average of 800 per month.

Wealth Advisory Firms Face a Generational Wake-Up Call

April 24th, 2025

The largest intergenerational wealth transfer in modern history is already underway, with Baby Boomers and Gen X expected to pass down an estimated...

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Ameriprise CEO Warns Competitors May be Overpaying to Recruit Advisors

November 7th, 2025

Ameriprise CEO James Cracchiolo questioned how long rival firms can sustain what he described as "very high prices" to attract financial advisors, ...

RIA Mergers Surge to Record Levels as Lower Rates and Private Equity Dri...

November 6th, 2025

Registered investment advisor (RIA) merger and acquisition activity has reached historic levels in 2025, with 273 transactions year-to-date.

Tharimmune Secures $540 Million in Private Placement to Support Canton N...

November 5th, 2025

Tharimmune, Inc. announced that it has entered into subscription agreements with institutional and accredited investors for a private placement off...

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