Financial Advisor Blog - Page 83 - Financial Advisor Transitions

Fundraising For Non-Traded Alternative Investments Total $43 Billion

May 26th, 2022

Non-traded alternative investments have raised $43 Billion year-to-date through April 2022. That represents a 131 percent increase over the same pe...

Advisor Transitions Off to A Slow Start

May 25th, 2022

The total number of transitions of advisors between firms in the first quarter was down 4 percent from the previous three months, according to Inve...

Client Personality Types and Advisor Categories

May 24th, 2022

Clinical psychologist and performance coach Alden Cass, helps advisors target and work with clients based on what he has determined to be 10 invest...

FINRA Proposes Deadline For Flexible WFH Rules

May 23rd, 2022

The Financial Industry Regulatory Authority (FINRA) has announced potential rule changes, which would allow firms and their advisors more flexibili...

Raymond James Launches New Option for Fee-Only Advisors

May 20th, 2022

Raymond James now offers a new option for exclusively fee-based practices to affiliate with the firm. The Corporate Registered Investment Advisor m...

How Technology Is Helping Advisors Convert Prospects Into Clients

May 19th, 2022

Despite the plethora of digital tools on the market allowing advisors to contact and manage prospective clients, a recent survey finds that less th...

Avantax Shifts Recruiting Focus To Tenured Advisors

May 18th, 2022

Avantax Wealth Management added 85 advisors in the first quarter to both its traditional independent broker-dealer and its RIA, Avantax Planning Pa...

FINRA Extends Registration Qualification Window to Five Years

May 17th, 2022

The Financial Industry Regulatory Authority (FINRA) has extended the registration qualification window for individuals to register with another fir...

The Best-Paying Areas for Financial Advisors 2022

May 16th, 2022

The majority of financial advisors fall into the 90th percentile of United States workers in terms of average annual earnings. In its most recent s...

Independent Broker-Dealers Experienced Fee Revenue Surge in 2021

May 13th, 2022

The fee revenue surge represents a notable achievement for an industry that less than a decade ago derived the majority of its revenue from commiss...