Financial Advisor Blog - Page 83 - Financial Advisor Transitions

2022 Top Ten Firms With Highest Financial Advisor Payout

August 24th, 2022

An annual study conducted by Financial Planning has ranked the top ten firms with the highest financial advisor payout.

Firms Desperately In Search of Client Associates

August 23rd, 2022

As labor market shortages occur across the U.S. workforce, shortages are beginning to show up in the brokerage industry.

Rockefeller Growth Plan Nearing Halfway Point

August 22nd, 2022

Last year, Rockefeller Capital Management announced an aggressive hiring campaign to more than double its headcount in the next few years.

LPL Splurges on End of Year Recruiting Efforts

August 19th, 2022

LPL has announced that it will offer recruits who join before the end of the year up to 75 basis points on the assets that they expect to transfer ...

Hedge Fund Acquires 2.9% of LPL's Shares

August 18th, 2022

Lone Pine Capital, a hedge fund with $35.5 billion in assets under management (AUM), has acquired almost 2.3 million shares of LPL Financial Holdin...

Creative Planning Acquires Wipfli Financial

August 17th, 2022

Creative Planning has purchased Wipfli Financial, an RIA managing $5 billion in client assets.

RBC President Discusses the Importance of Planning and Human Connections

August 16th, 2022

RBC Wealth Management President Tom Sagissor discussed a wide range of topics in an interview with AdvisorHub, including volatile markets and the f...

FINRA Suspends Former UBS Advisor Over Client Text Communications

August 15th, 2022

Zachary Hansen has been suspended for 45 days and fined $7,500 for using his personal cell phone to communicate with customers.

Advisor Headcount at UBS Declines

August 12th, 2022

Advisor headcount at UBS has fallen to almost 5,600, well below the firm's publicly reported figures for its Americas unit.

Second Quarter Advisor Moves

August 11th, 2022

Recently, there has been an apparent slowdown in advisor recruiting as firms focus on increasing their headcounts and assets through mergers and ac...