Financial Advisor Blog - Page 49 - Financial Advisor Transitions

Latest Moves in Expanding the RIA Landscape

October 25th, 2023

Activity in the RIA space remains robust, with notable acquisitions and expansion efforts.

Commonwealth's Strategic Growth Plan Includes Deepening Custodial Ties w...

October 24th, 2023

Commonwealth Financial Network primarily uses National Financial Services (Fidelity) for custodial services for its approximately $270 billion in a...

J.P. Morgan's 2024 Compensation Plan Changes

October 23rd, 2023

Next year, J.P. Morgan Advisors will adjust its compensation plan.

Financial Advisors Shift to FiNet Within Wells Fargo

October 20th, 2023

Wells Fargo Advisors has shifted its focus to the independent business model, according to a recent article in InvestmentNews.

Sanctuary Wealth Embraces M&A Opportunities

October 19th, 2023

Sanctuary Wealth, an Indianapolis-based partnership of independent registered investment advisors, plans to expand its presence in the M&A space in...

Top Fifteen Investment Books Ever Written

October 18th, 2023

WealthManagement.com recently invited its readers to nominate the investment book that had the greatest impact on their investment thinking – spe...

Unveiling the Key Gaps in Wealth Management Firms

October 17th, 2023

Successful advisors come in various forms. Nevertheless, many of them need to pay more attention to their own planning – planning for their succe...

Wells Fargo CEO Shares Optimistic Outlook Despite Wealth Management Prof...

October 16th, 2023

Despite a 17% profit decline, Wells Fargo CEO Charlie Scharf expressed optimism about the company's Wealth and Investment Management division durin...

NASAA Abandons Proposed Limit on Non-Traded REIT Concentration

October 13th, 2023

The North American Securities Administrators Association (NASAA) reportedly shelved its proposed revisions to its Statement of Policy Regarding Rea...

Why Midsize Firms Face Growth Challenges

October 12th, 2023

Many midsize advisory firms, with annual revenues ranging from $1 million to $10 million, encounter growth obstacles despite their significant grow...