Financial Advisor Blog - Page 34 - Financial Advisor Transitions

Summit Trail Advisors Expands with Acquisition

June 13th, 2024

According to Barron's, Summit Trail Advisors, a boutique wealth management firm with $18 billion in client assets, has announced the acquisition of...

American College to Launch New Tax-Focused Certification for Financial A...

June 12th, 2024

The American College of Financial Services is set to launch a new certification program aimed at equipping financial advisors with advanced tax pla...

Raymond James Warns Advisors About Private Equity Takeovers

June 11th, 2024

AdvisorHub is reporting on interesting remarks made recently by Raymond James Financial's incoming CEO, Hazem Shoukry.

Wall Street Talent Wars Lead to Billion-Dollar Trade Secret Battles

June 10th, 2024

Bloomberg Law recently covered the high-stakes world of Wall Street firms fiercely fighting to protect their top talent and trade secrets through l...

Strategic Retirement Planning: Insights from J.P. Morgan's Sharon Carson

June 6th, 2024

Retirement researchers often highlight the challenges of achieving "phased" or "partial" retirements, noting that many individuals end up retiring ...

Florida Advisor Team Joins Steward Partners from Merrill Lynch

June 5th, 2024

A Florida-based advisory team has left Merrill Lynch after nearly four decades to join Steward Partners' W-2 model.

Focus Financial Partners Integrates Five Business Lines into The Colony ...

June 4th, 2024

Focus Financial Partners Inc., a network of wealth management and related financial services firms, announced that five U.S.-based business lines w...

Missouri Regulators Warn Advisors

June 3rd, 2024

Missouri has issued a warning to financial advisors regarding the use of popular wealth technology platforms that access client assets in accounts ...

The Impact of Gen Z on Wealth Transfer and Family Businesses

May 31st, 2024

A new report by EY highlights the significant influence of Generation Z, despite their relatively small proportion of the U.S. population.

FINRA Clarifies Remote Work Flexibility Amidst Office Return Concerns

May 31st, 2024

The Financial Industry Regulatory Authority (FINRA) has clarified that it is not responsible for Wall Street's push to bring workers and advisors b...