Financial Advisor Blog - Page 1 - Financial Advisor Transitions

RIA Talent Report Highlights Hiring Strategies That Help Firms Build Str...

August 5th, 2026

Many registered investment advisory (RIA) firms excel at attracting clients and managing wealth, but recruiting and retaining talented employees re...

Research Highlights Marketing Strategies Behind Strong RIA Growth

August 3rd, 2026

Advisory firms that invested in structured marketing and referral strategies achieved stronger client growth than their peers, according to researc...

LPL Financial Reports Stronger Advisor Recruiting and Asset Growth in Se...

July 31st, 2026

LPL Financial reported a significant improvement in advisor recruiting during the second quarter, signaling renewed momentum as the firm prepares t...

Edward Jones Offers Advisors New Profit-Linked Equity Option

July 29th, 2026

Edward Jones is giving thousands of its financial advisors and existing limited partners the opportunity to exchange their current ownership intere...

Wealth Management Firms Continue to Pay Record Recruiting Bonuses

July 28th, 2026

Wealth management firms continue to compete aggressively for experienced financial advisors despite growing concerns about rising recruiting costs ...

Recruiting Wars Heat Up Between Raymond James and Ameriprise

July 23rd, 2026

Two of the industry's biggest regional brokerage firms are reporting different recruiting outcomes this quarter, even as both acknowledge the same ...

JPMorgan and Former Advisor Reach Temporary Agreement in Client Solicita...

July 21st, 2026

JPMorgan Chase and a former advisor who moved to LPL Financial have reached a temporary agreement in a client solicitation dispute over his non-sol...

Top 10 Robo-Advisors Ranked by Assets Under Management

July 17th, 2026

As reported by Barron's, robo-advisors have revolutionized the investment landscape, evolving from simple automated portfolio managers to full-serv...

UBS Plans New Banking Products in U.S. Expansion

July 2nd, 2026

UBS plans to test a new suite of everyday banking products with its U.S.

AI Drives New Era of Wealth Management M&A, According to InvestmentNews

June 18th, 2026

Artificial intelligence is playing an increasingly important role in wealth management mergers and acquisitions, transforming how firms identify ta...