Financial Advisor Blog - Page 1 - Financial Advisor Transitions

Financial Advisors Turn to Analogies to Explain Complex Planning Concepts

May 22nd, 2026

Financial advisors often spend years working with sophisticated financial planning concepts, but clients may struggle to understand technical langu...

Rockefeller Global Family Office Recruits $1 Billion Morgan Stanley Team...

May 21st, 2026

Rockefeller Global Family Office has recruited a Morgan Stanley advisory team that managed approximately $1 billion in client assets in Naples, Flo...

Wealth Management Firms Face Escalating Costs in Battle for Financial Ad...

May 20th, 2026

Wealth management firms continue to spend aggressively on recruiting and retaining financial advisors as competition across the industry intensifie...

Charles Schwab Raises Revenue Outlook as Trading Activity and Wealth Man...

May 19th, 2026

According to Barron's, Charles Schwab Corp.

Raymond James Sees Strong Demand for Advisor Capital Program

May 6th, 2026

Wealth Management reports that Raymond James is seeing significant demand for its Practice Capital Solutions Program, a relatively new initiative d...

Focus Financial Files Trademark Suit Against Breakaway Advisors Over "Mo...

May 5th, 2026

AdvisorHub reports that Focus Financial has initiated a trademark infringement lawsuit against three advisors who recently departed the firm's netw...

Sowell Management Sells Minority Stake to Fuel Advisor Ownership and Exp...

May 4th, 2026

Wealth Management reports that Sowell Management, a registered investment adviser with more than $6.5 billion in assets under management, has sold ...

Wells Fargo Advisors Continues Recruiting Efforts With Florida UBS Team ...

April 30th, 2026

AdvisorHub reports that Wells Fargo Advisors has added another advisory team from UBS Wealth Management, reinforcing its ongoing recruiting momentu...

Winning and Retaining High-Net-Worth Clients Requires More Than Performance

April 29th, 2026

Competition for high-net-worth (HNW) clients has reached unprecedented levels, with wirehouses, RIAs, family offices, and digital platforms all pur...

Ameriprise Reports Advisor Transitions and Recruiting Declines

April 28th, 2026

Ameriprise Financial reported a decline in asset flows within its Advice and Wealth Management division, as advisor transitions and recruiting vari...