Independent Brokerages See Strong Growth

August 29th, 2025
Independent brokerages recorded notable gains in 2024, with several firms outpacing their peers in Financial Planning's annual IBD Elite study.

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Rockefeller Capital Management Imposes New Relationship Fee on Advisory ...

August 28th, 2025
Rockefeller Capital Management disclosed in a recent regulatory filing that it will impose a new relationship quarterly fee of 3.5 basis points on ...

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Why AI Won't Replace Modern Financial Advice

August 27th, 2025
Recent Microsoft research listed financial advice among the 40 occupations most vulnerable to replacement by generative artificial intelligence (AI...

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Former Edelman Advisor Challenges Non-Solicitation Agreement in Federal ...

August 26th, 2025
A former Edelman Financial Engines advisor has filed suit in Delaware federal court to have a court declare as void his non-solicitation agreements.

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AI Reshapes Client Acquisition in Wealth Management as Referral Model De...

August 25th, 2025
The traditional referral-driven model that fueled the wealth management industry is losing momentum, according to Wealth Management.

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Edward Jones to Cut Home Office Staff Amid Restructuring Efforts

August 22nd, 2025
Edward Jones confirmed plans to reduce its home office workforce, according to an internal memo first reported by the St. Louis Business Journal.

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NASAA Proposes Model Rule to Align State and Federal Marketing Standards...

August 21st, 2025
The North American Securities Administrators Association (NASAA) announced a proposed model rule designed to harmonize state marketing regulations ...

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Affluent Investors Rely on Online Research and AI When Choosing Financia...

August 20th, 2025
ThinkAdvisor recently covered a study by Wealthtender, which highlights how clients approach the process of choosing a wealth advisor.

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LPL Financial Commits $80 Million to Technology and Compensation Upgrades

August 19th, 2025
LPL Financial announced major investments in its advisor platform during its Focus 2025 conference, pledging $50 million to overhaul its compensati...

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How Financial Advisors Can Win Over Prospects in the First Meeting

August 18th, 2025
When a prospective client agrees to meet with a financial advisor, that person is doing so for a reason. A recent InvestmentNews story explores thi...

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Blog

Independent Brokerages See Strong Growth

August 29th, 2025
Independent brokerages recorded notable gains in 2024, with several firms outpacing their peers in Financial Planning's annual IBD Elite study.

Read More

Rockefeller Capital Management Imposes New Relationship Fee on Advisory ...

August 28th, 2025
Rockefeller Capital Management disclosed in a recent regulatory filing that it will impose a new relationship quarterly fee of 3.5 basis points on ...

Read More

Why AI Won't Replace Modern Financial Advice

August 27th, 2025
Recent Microsoft research listed financial advice among the 40 occupations most vulnerable to replacement by generative artificial intelligence (AI...

Read More

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