Financial Advisor Blog - Page 1

Rockefeller Recruits $1.2 Billion Truist Team in Naples

October 19th, 2026
A billion-dollar advisory team, the Kellam Group, has left Truist Bank, for Rockefeller Global Family Office in Naples, Florida.

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Shook Research Rebrands as Veritant and Plans Return of Forbes Advisor R...

October 15th, 2026
Shook Research has rebranded as Veritant and plans to resume its advisor rankings with Forbes later this year.

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Wirehouses See Accelerating Financial Advisor Departures in 2026

October 8th, 2026
Financial advisor movement accelerated in the first half of 2026, with the four major wirehouses posting a combined net loss of 517 experienced adv...

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FINRA Panel Orders Ameriprise Advisor to Pay Former Colleague $450,000

October 7th, 2026
A Financial Industry Regulatory Authority (FINRA) Dispute Resolution Services arbitration panel ordered veteran Ameriprise advisor Erin Cannell to ...

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Wells Fargo Advisors Moves to Further Reduce Producing Manager Roles

September 30th, 2026
Wells Fargo Advisors plans to further reduce the number of managers who not only manage the office but also maintain client books.

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Investment Adviser M&A Activity Slows After Record First Half of 2026

September 25th, 2026
Merger and acquisition activity among registered investment advisers slowed sharply in the third quarter after the industry posted a record first h...

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UBS Provides Retirement Incentives in its 2027 Compensation Plan

September 24th, 2026
UBS Wealth Management USA will leave its core advisor payout grid unchanged in 2027 while expanding retention and growth incentives.,.

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Morgan Stanley Raises 2027 Production Thresholds

September 18th, 2026
Morgan Stanley has become the first wirehouse to announce its 2027 compensation plan, raising production thresholds for advisors as strong markets ...

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Merrill Lynch Looks to Recruiting to Drive Wealth Management Growth

September 15th, 2026
Merrill Lynch has become a significant source of stable, fee-based revenue for Bank of America, generating more than $5 billion in quarterly revenue.

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Financial Advisor Transitions Surge

September 3rd, 2026
11,172 experienced advisors changed firms in 2025, a 16.2 percent increase from 9,615 in 2024.

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