Financial Advisor Blog - Page 2 - Financial Advisor Transitions

JPMorgan and Former Advisor Reach Temporary Agreement in Client Solicita...

July 21st, 2026

JPMorgan Chase and a former advisor who moved to LPL Financial have reached a temporary agreement in a client solicitation dispute over his non-sol...

Top 10 Robo-Advisors Ranked by Assets Under Management

July 17th, 2026

As reported by Barron's, robo-advisors have revolutionized the investment landscape, evolving from simple automated portfolio managers to full-serv...

UBS Plans New Banking Products in U.S. Expansion

July 2nd, 2026

UBS plans to test a new suite of everyday banking products with its U.S.

AI Drives New Era of Wealth Management M&A, According to InvestmentNews

June 18th, 2026

Artificial intelligence is playing an increasingly important role in wealth management mergers and acquisitions, transforming how firms identify ta...

FINRA Suspends and Fines Cambridge Financial Advisor Over Undisclosed Ou...

June 16th, 2026

The Financial Industry Regulatory Authority (FINRA) has suspended a Cambridge Investment Research financial advisor for three months and imposed a ...

Top States for Financial Advisor Income Growth in 2025

June 15th, 2026

A new study from SmartAsset examined the latest Bureau of Labor Statistics data to identify the states that experienced the strongest growth in med...

RIA Leaders Highlight Organic Growth Strategies Amid Industry Consolidation

June 11th, 2026

Registered investment advisory (RIAs) firms looking to grow in an increasingly competitive marketplace may need to rethink traditional business dev...

Study Finds Marketing Investment Drives Organic Growth Among Large RIAs

June 8th, 2026

A new study suggests that the largest registered investment advisers increasingly distinguish themselves through marketing strategy, staffing, and ...

Robinhood and TradePMR Expand Wealth Management Offerings for RIAs

June 4th, 2026

Robinhood and TradePMR have announced several new products and services aimed at registered investment advisers and their clients, signaling a broa...

Charles Schwab Defends Retail Wealth Management Expansion Amid RIA Compe...

June 3rd, 2026

Charles Schwab executives are responding to concerns that the firm's growing retail wealth management business could compete with the registered in...