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Blog

FTX.com Assets Frozen By Bahamas Securities Commission

November 23rd, 2022
The Bahamas Securities Commission has announced that it will freeze FTX Digital Markets assets.

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Uproar Results Over Advisor Being Sanctioned by CFP Board

November 22nd, 2022
Advisors are speaking out after one of their own, David R. Nute, a Seattle-based advisor, received a revocation of his Certified Financial Planning...

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Morgan Stanley Freezes Accounts Amid Backlog

November 21st, 2022
Morgan Stanley recently informed advisors that they would have to close or freeze several accounts amid a due diligence backlog effective immediate...

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