Financial Advisor Blog - Page 79 - Financial Advisor Transitions

Citigroup Announces a Hiring Spree for Its New Wealth Division

August 3rd, 2022

Citigroup Inc. has announced that it intends to hire 500 employees over the next three years for a new wealth division.

National Securities Closes After 75 Years

August 2nd, 2022

National Securities has filed termination request paperwork with the Financial Industry Regulatory Authority Inc. (FINRA).

UBS Reports Unusual Net Outflow of Advisory Assets

August 1st, 2022

In January, UBS excised its longstanding award that paid advisors bonuses up to 12 percentage points.

Headcount At Ameriprise Increases Despite Market Volatility

July 29th, 2022

Ameriprise now has 10,245 advisors, achieving a 2 percent increase in headcount in the second quarter of 2022.

Advisor Group Launches Comprehensive Wellness Program

July 28th, 2022

Advisor Group's comprehensive wellness program is now available to its nearly 2,300 employees.

FPA Makes Title Protection Top Goal

July 27th, 2022

The Financial Planning Association (FPA) has announced a multi-year effort to secure the legal protection of the term "financial planner" via title...

Wirehouse Client Margin and Other Loan-Based Revenue Increase As Advisor...

July 26th, 2022

Second quarter earnings reports show that loan-based revenue is on the rise, according to wirehouse managers.

Ten Best Restaurants In The World For Advisors

July 25th, 2022

Dinners and lunches are a significant part of bringing new clients on board or meeting with current ones.

One-Size-Fits-All Client Rosters Fail To Represent Advisor's Client Base...

July 21st, 2022

According to an industry-wide survey, wealth-management practices serve 142 clients per producing or revenue-generating advisor. Despite the survey...

Wells Fargo Wealth Unit Now Entirely Different

July 20th, 2022

In recent months, Wells Fargo & Co's wealth management division has experienced several restructuring and management changes.