Financial Advisor Blog - Page 21 - Financial Advisor Transitions

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B. Riley Financial to Sell Wealth-Management Assets to Stifel Financial ...

November 5th, 2024

B. Riley Financial Inc. announced it will sell part of its wealth-management business to Stifel Financial Corp. for up to $35 million in cash, aimi...

Citigold Enhances Recruitment Strategy with New Loan and Bonus Program

November 4th, 2024

Citigold has rolled out an updated loan and bonus package to attract high-caliber financial advisors to its wealth management business, aiming to s...

Raymond James Focuses on High-Value Advisor Recruitment Amid Rising Assets

November 1st, 2024

Raymond James Financial has shifted its recruitment strategy to focus on advisors with larger client portfolios, while total headcount growth has s...

Stifel CEO Confident in Advisor Recruitment Despite Headcount Decline

October 30th, 2024

Stifel Financial remains optimistic about the company's veteran advisor recruiting efforts, despite a nearly 1 percent year-over-year decrease in i...

Ameriprise CEO Claims Competitors Paying Too Much for Advisor Recruits

October 29th, 2024

Ameriprise Financial CEO James Cracchiolo expressed confidence in the company's recruitment approach despite rising competition and increased hirin...

Merrill Remains Consistent with 2025 Advisor Compensation Plan

October 28th, 2024

Merrill Lynch announced it will not make significant changes to its advisor compensation plan for 2025, according to Co-Head Eric Schimpf.

Rockefeller Global Family Office Expands with Major Merrill Lynch Team A...

October 25th, 2024

According to AdvisorHub, Rockefeller Global Family Office recently secured a 16-person team from Merrill Lynch, led by Christopher A. DiMedio, in a...

CFP Board Adjusts Advertising Campaign Following Criticism from Financia...

October 24th, 2024

The Certified Financial Planner (CFP) Board of Standards recently made significant changes to its "Quite Possibly the Perfect Job" advertising camp...

Wells Fargo Advisors Phases Out Producing Manager Roles in Key Markets

October 23rd, 2024

Wells Fargo Advisors has mandated that producing managers in major markets choose between managing client assets or overseeing branch offices.

Wells Fargo Advisors Outlines 2025 Compensation Plan

October 22nd, 2024

Wells Fargo Advisors announced its 2025 compensation plan for advisors, emphasizing stability while introducing incremental changes aimed at growth.

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Page 21 of 89

NASAA Approves Amendments to REIT Guidelines to Strengthen Investor Prot...

September 11th, 2025

The North American Securities Administrators Association (NASAA) has approved sweeping amendments to its Statement of Policy Regarding Real Estate ...

Tips to Build Relationships at Nonprofit Events

September 10th, 2025

September marks the unofficial start of gala season in the nonprofit sector, bringing together high-net-worth individuals, community leaders, and p...

Next-Generation Investors Poised to Leave Advisors Amid Wealth Transfer

September 9th, 2025

Years of effort by financial advisors to retain younger heirs during the "great wealth transfer" have yet to produce the intended results.

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