Frequently Asked Questions

I signed a retention agreement. Do I need to wait to transition until my retention agreement has expired?

Not necessarily. Your transition options need to be reviewed.


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RIA Referral Programs Reshape M&A Strategy and Growth Priorities

April 30th, 2025
According to InvestmentNews, as custodians prepare to roll out new referral programs for registered investment advisers (RIAs), existing platforms ...

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Former Securities America CEO Sues Osaic Over Confidential Separation Ag...

April 29th, 2025
Jim Nagengast, CEO of Securities America, has filed a breach of contract lawsuit against Osaic and its holding company, Artemis Holdings, L.P.

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How Entrepreneurial Advisors are Driving the Future of Wealth Management

April 28th, 2025
In a recent AdvisorHub interview, John Amore, the newly appointed President of Kestra Financial, shared his perspective on the evolving wealth mana...

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