Financial Advisor Blog - Page 92 - Financial Advisor Transitions

Flat Fees Gaining Ground With Advisors Critical of Asset-Based Fee Model

April 7th, 2022

Some in the financial advisory industry now are advocating for flat-fee models in lieu of asset based fees.

Summit Financial Cancels Deal for Fieldpoint Advisory Unit

April 6th, 2022

Summit's Chief Executive Stan Gregor said in a prepared statement to AdvisorHub, "After an extensive due diligence process, a mutual decision was m...

SEC's Climate Risk Disclosures

April 5th, 2022

The Securities and Exchange Commission (SEC) recently voted to advance a proposal on mandatory climate risk disclosures. The proposal is approximat...

J.P. Morgan Prepares Its Personal Advisors Program For Full Launch

April 4th, 2022

According to AdvisorHub, JPMorgan Chase's Personal Advisors program will fully open the program to the public by the end of this year. J.P. Morgan ...

Back To The Office: Firms Lay Out Plans To Return Advisors To Offices

April 1st, 2022

Many firms have made extensive plans to return employees to the office, only to have been stalled due to increases in Covid-19 cases. At long last,...

Securities America Continues to Lose Recruiters

March 31st, 2022

According to WealthManagement.com, Gary Bender, senior vice president of broker-dealer recruiting for Securities America (an Advisor Group broker-d...

Advisory Fees Increase After Years of Decline

March 30th, 2022

According to data from Cerulli Associates, advisory fees increased on average 2.8 basis points from 2020 to 2021 for all investors. The data showed...

How To Effectively Communicate With Clients During a Transition

March 29th, 2022

A recent publication by a transition consultant offers good, non-legal advice to advisors transitioning from one firm to another.

Wealth Management's "Year in Transition"

March 28th, 2022

According to AdvisorHub, 2021 has been dubbed as "A Year in Transition" for the wealth management industry. As wirehouses continue to focus on incr...

Fieldpoint Advisors Leave Amid Impending Sale to Summit Financial

March 24th, 2022

According to AdvisorHub, six advisors managing over $500 million in assets have left Fieldpoint amid Fieldpoint's sale to Summit Financial.