Financial Advisor Blog - Page 63 - Financial Advisor Transitions

March 31st, 2023

According to its annual report, Edward Jones' depressed stock and bond values cut its profits by double digits last year.

March 30th, 2023

The Securities and Exchange Commission (SEC) needs help managing its oversight of registered investment advisers (RIAs).

March 29th, 2023

Aretec, a subsidiary of Cetera Financial Group, has received an upgrade in its corporate family rating by Moody Investors Service.

March 28th, 2023

Despite the unpredictable market conditions of 2022, at least 9,000 advisors have changed firms.

March 27th, 2023

Wells Fargo Advisors' efforts to promote Wells Financial Network (FiNet), its independent channel, may have proved too successful as 300 brokers h...

March 24th, 2023

According to an annual report filed with the Securities and Exchange Commission (SEC), Merrill Lynch's advisor recruiting loan balance has decreas...

March 23rd, 2023

Publicly-traded REITs began the year on a high in January. However, some publicly-traded REITs reported declines in February.

March 22nd, 2023

A former Vanguard advisor accused of murdering his girlfriend in Bogota, Colombia, is now facing temporary suspension of his CFP certification.

March 21st, 2023

Robert A. Stanger & Co has reported that non-traded alternative investment fundraising reached $7.8 billion in January, with non-traded REITs post...

March 20th, 2023

A report from SmartAsset has revealed that ten particular cities are financial advisor hot spots with higher ratios of financial advisors to adult...