Financial Advisor Blog - Page 94 - Financial Advisor Transitions

Wealth Management Firms Receive Top Advisor Satisfaction Rankings Amid R...

July 12th, 2022

Nine out of 13 wealth management firms that ranked in J.D. Power's annual advisor satisfaction study received lower scores than they received last ...

Stifel Advisor Killed In Mass Shooting

July 11th, 2022

Stephen Straus, financial advisor and long-time resident of Highland Park, Illinois, was one of the seven people killed in the July 4 shooting, acc...

FINRA Reported $218.8 Million Net income in 2021

July 6th, 2022

The Financial Industry Regulatory Authority (FINRA) reported $218.8 million in net income for 2021.

Summer 2022 Wealth Management Reading Guide

June 30th, 2022

It's time for a slowdown in the advisory business, summer vacations, and a little more time for relaxing and reading.

Goldman Sach's Consumer Business Exceeds $1.2 Billion in Losses

June 29th, 2022

In an effort to attract investors, Goldman Sachs Group executives had announced a promising outlook for their Main Street business.

Wirehouse Recruiting Losses Accelerate

June 28th, 2022

Trends among wirehouses demonstrate that recruiting numbers continue to decrease throughout the industry.

FINRA Announces New Licensing Grace Period Option

June 27th, 2022

The Financial Industry Regulatory Authority (FINRA) reportedly has modified its current licensing requirements to better align with common career a...

Advisor Group To Acquire American Portfolios Financial Services

June 24th, 2022

American Portfolios Financial Services is an independent broker-dealer with at least 850 financial professionals working with $40 billion in client...

Eccleston Law Investigates Recovery Options for NRIA Investors

June 23rd, 2022

Headquartered in Secaucus, NJ, National Realty Investment Advisors (NRIA) recently declared bankruptcy amid investor redemption requests, federal a...

The Bear Market's Impact on Stocks and Bonds

June 22nd, 2022

The global bear market is wreaking havoc on financial assets and shows few signs of letting up. Notably, government and corporate bonds are experie...