Frequently Asked Questions

I signed a retention agreement. Do I need to wait to transition until my retention agreement has expired?

Not necessarily. Your transition options need to be reviewed.

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Wells Financial Network Has 18 Month Waitlist

March 27th, 2023
Wells Fargo Advisors' efforts to promote Wells Financial Network (FiNet), its independent channel, may have proved too successful as 300 brokers h...

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Merri Merrill Lynch Shrinks Recruiting Loan Balance

March 24th, 2023
According to an annual report filed with the Securities and Exchange Commission (SEC), Merrill Lynch's advisor recruiting loan balance has decreas...

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Publicly-Traded REITs Hit a Rough Patch In February

March 23rd, 2023
Publicly-traded REITs began the year on a high in January. However, some publicly-traded REITs reported declines in February.

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