Frequently Asked Questions

I signed a retention agreement. Do I need to wait to transition until my retention agreement has expired?

Not necessarily. Your transition options need to be reviewed.


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Former Edward Jones Advisor Settles Non-Solicitation Dispute for $1.5 Mi...

July 1st, 2025
A former Edward Jones advisor has agreed to pay $1.5 million to his previous firm to resolve claims that he violated employment agreements and impr...

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AmeriFlex Group Cuts Ties with Osaic Wealth to Preserve Independence

June 30th, 2025
A reported by AdvisorHub, the AmeriFlex Group has officially parted ways with Osaic Wealth. Both firms characterized the move as a "mutual agreement."

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BNY Mellon and Northern Trust Reportedly in Merger Talks

June 27th, 2025
Merger discussions between Bank of New York Mellon Corp. and Northern Trust Corp. have reportedly been underway for over a year, according to a sen...

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