Fintech startup, AdvisorCheck has created a regulatory database t to allow financial services firms to monitor the regulatory issues confronting their financial advisors.

AdvisorCheck.com displays regulatory disclosures and company profiles for registered advisors through data from FINRA's BrokerCheck, the Securities and Exchange Commission's Investment Adviser Public Disclosure website. In addition to the data from BrokerCheck and the SEC database, the site contains details from the organizations overseeing certified financial planners, certified private wealth advisors, chartered life underwriters, certified investment management analysts, chartered financial consultants and accredited investment fiduciaries. 

According to an article appearing in FinancialPlanning, the startup will launch a beta program for financial professionals to create free profiles with customer testimonials, which became legal for advisors to use under the SEC's Rule on Investment Adviser Marketing.  

Financial Advisor Transitions consults advisors nationwide to explore employment transition options and to preserve and protect their practice in any transition that they make.