Frequently Asked Questions

I signed a retention agreement. Do I need to wait to transition until my retention agreement has expired?

Not necessarily. Your transition options need to be reviewed.


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Blog

Florida Merrill Lynch Team Transitions to Independent Practice With Adde...

March 27th, 2024
Grafton Wealth Advisors, a team from Merrill Lynch managing $580 million in client assets, has departed the wirehouse to establish an independent p...

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Cetera Financial Group Gears Up for Potential IPO

March 26th, 2024
Cetera Financial Group may be considering an initial public offering (IPO) within the next five years. According to InvestmentNews, this move would...

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Insights for Advisors Planning to Retire

March 25th, 2024
Planning for retirement as a financial advisor involves more than just envisioning leisurely activities; it requires careful consideration and stra...

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